Wai Nam Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nam Lai (黎偉男), a licensed Responsible Officer with CE reference BNY633. Currently licensed at 2 firm(s): PrincipleOne Asset Management Limited, PrincipleOne Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PrincipleOne Asset Management Limited 同道資產管理有限公司 |
RO | Type 9 - Asset management | 2025-05-22 | present |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 4 - Advising on securities | 2024-12-02 | present |
| PrincipleOne Securities Limited 同道證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-11 | present |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-24 | 2023-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2021-09-24 | 2023-01-31 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-22 | 2021-09-24 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-22 | 2021-09-24 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Nam Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.