Sheila Sho Nan Chow
周舒楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheila Sho Nan Chow (周舒楠), CE reference AQL403. Currently licensed at 1 firm(s): Rockpool Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-07 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2018-08-07 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-06 | 2013-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-02-05 | 2013-06-29 |