Carmen Lai Man Ng
吳麗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Lai Man Ng (吳麗文), CE reference AFT874. Currently licensed at 1 firm(s): Redwood Asset Management Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-12 | present |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-12 | present |
| Redwood Asset Management Limited 紅木林資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-12 | present |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-10 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-10 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-15 | 2019-03-11 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-11 | 2018-05-10 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-11 | 2018-05-10 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-13 | 2007-12-24 |