Tsz Man Lee

李子文
CE No. BAF948 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man Lee (李子文), CE reference BAF948. Currently licensed at 1 firm(s): RAM Investment Advisors Limited. Total licence records on file: 21.

Licence history

FirmRoleRegulated activityFromTo
RAM Investment Advisors Limited
譽信投資管理有限公司
RO Type 1 — Dealing in securities 2024-10-07 present
RAM Investment Advisors Limited
譽信投資管理有限公司
RO Type 4 — Advising on securities 2024-10-07 present
RAM Investment Advisors Limited
譽信投資管理有限公司
RO Type 9 — Asset management 2024-10-07 present
RAM Investment Advisors Limited
譽信投資管理有限公司
Rep Type 1 — Dealing in securities 2024-05-13 2024-10-07
RAM Investment Advisors Limited
譽信投資管理有限公司
Rep Type 4 — Advising on securities 2024-05-13 2024-10-07
RAM Investment Advisors Limited
譽信投資管理有限公司
Rep Type 9 — Asset management 2024-05-13 2024-10-07
Avenue Investment Management Limited
道信投資管理有限公司
Rep Type 1 — Dealing in securities 2023-12-12 2024-02-29
Avenue Investment Management Limited
道信投資管理有限公司
Rep Type 4 — Advising on securities 2023-12-12 2024-02-29
Avenue Investment Management Limited
道信投資管理有限公司
Rep Type 9 — Asset management 2023-12-12 2024-02-29
Avenue Investment Management Limited
道信投資管理有限公司
RO Type 1 — Dealing in securities 2023-05-04 2023-12-12
Avenue Investment Management Limited
道信投資管理有限公司
RO Type 4 — Advising on securities 2023-05-04 2023-12-12
Avenue Investment Management Limited
道信投資管理有限公司
RO Type 9 — Asset management 2023-05-04 2023-12-12
Avenue Investment Management Limited
道信投資管理有限公司
Rep Type 1 — Dealing in securities 2022-10-05 2023-05-04
Avenue Investment Management Limited
道信投資管理有限公司
Rep Type 4 — Advising on securities 2022-10-05 2023-05-04
Avenue Investment Management Limited
道信投資管理有限公司
Rep Type 9 — Asset management 2022-10-05 2023-05-04
VMS Asset Management Limited
鼎珮資產管理有限公司
Rep Type 4 — Advising on securities 2021-12-16 2022-09-17
VMS Asset Management Limited
鼎珮資產管理有限公司
Rep Type 9 — Asset management 2021-07-05 2022-09-17
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 4 — Advising on securities 2017-11-16 2021-06-04
Harvest Global Investments Limited
嘉實國際資產管理有限公司
Rep Type 9 — Asset management 2017-11-16 2021-06-04
Moody's Investors Service Hong Kong Limited Rep Type 10 — Providing credit rating services 2012-12-28 2017-10-27
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 — Advising on securities 2012-09-25 2012-12-19

Related