Carrie Lun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Lun (倫緦潣), a licensed Responsible Officer with CE reference AIR700. Currently licensed at 2 firm(s): Roofer Asset Management Limited, Roofer Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.9 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-12 | present |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-04-03 | present |
| Roofer Securities Limited 路華證券有限公司 |
RO | Type 4 - Advising on securities | 2024-04-03 | present |
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-21 | 2025-09-21 |
| Imagi Brokerage Limited | RO | Type 1 - Dealing in securities | 2020-09-03 | 2021-05-01 |
| Imagi Brokerage Limited | RO | Type 2 - Dealing in futures contracts | 2020-09-03 | 2021-05-01 |
| Imagi Brokerage Limited | RO | Type 4 - Advising on securities | 2020-09-03 | 2021-05-01 |
| Imagi Brokerage Limited | RO | Type 5 - Advising on futures contracts | 2020-09-03 | 2021-05-01 |
| Imagi Brokerage Limited | Rep | Type 1 - Dealing in securities | 2020-07-16 | 2020-09-03 |
| Imagi Brokerage Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-16 | 2020-09-03 |
| Imagi Brokerage Limited | Rep | Type 4 - Advising on securities | 2020-07-16 | 2020-09-03 |
| Imagi Brokerage Limited | Rep | Type 5 - Advising on futures contracts | 2020-07-16 | 2020-09-03 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 - Advising on securities | 2019-08-16 | 2020-06-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-15 | 2020-06-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-07 | 2020-06-22 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-06 | 2019-08-16 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-30 | 2019-05-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-01-15 | 2018-11-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-30 | 2018-11-14 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-14 | 2018-11-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-27 | 2018-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carrie Lun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.