Jeffrey Ka Fai Ng
吳家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Ka Fai Ng (吳家輝), CE reference AIR483. Currently licensed at 1 firm(s): Raising International Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-20 | present |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-20 | present |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 9 — Asset management | 2023-02-20 | present |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-11 | 2022-04-30 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-11 | 2022-04-30 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-08 | 2022-04-30 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2018-11-08 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-20 | 2018-07-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-27 | 2009-01-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2008-03-17 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-29 | 2007-06-11 |