Yung Pan Andrew Mak
麥融斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yung Pan Andrew Mak (麥融斌), CE reference BMI336. Currently licensed at 1 firm(s): Rockpool Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-21 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-09 | 2025-05-21 |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 4 — Advising on securities | 2023-01-09 | 2025-05-21 |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 9 — Asset management | 2023-01-09 | 2025-05-21 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-14 | 2023-01-09 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-14 | 2023-01-09 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 — Asset management | 2018-08-14 | 2023-01-09 |