Hei Ching Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Ching Au (區禧靖), a licensed Responsible Officer with CE reference AWC465. Currently licensed at 1 firm(s): Risen Family Office Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-30 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 4 - Advising on securities | 2022-09-19 | present |
| Risen Family Office Limited 潤晟家族辦公室有限公司 |
RO | Type 9 - Asset management | 2022-09-19 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 - Asset management | 2022-05-11 | 2022-09-12 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-06 | 2022-09-12 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 - Advising on securities | 2022-01-06 | 2022-09-12 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 - Asset management | 2020-12-21 | 2021-06-22 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 - Advising on securities | 2019-12-04 | 2021-06-22 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 - Asset management | 2019-06-17 | 2020-12-21 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-29 | 2021-06-22 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-20 | 2019-04-29 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-20 | 2019-12-04 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-20 | 2019-02-28 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-20 | 2019-02-28 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-10 | 2016-12-20 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-12 | 2016-04-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2015-06-05 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-20 | 2015-02-28 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-20 | 2015-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hei Ching Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Allen Wang | Risen Family Office Limited | 2022–present |
| Ka Wing Ng | Risen Family Office Limited | 2022–present |
| Hang Fai Yam | MFG Limited | 2010–2015 |
| Kwok Fung Tsang | Nine Rivers Capital Partners Limited | 2016–2018 |
| Jingyu Luo | Risen Family Office Limited | 2024–present |
| I-Lin Shin | Risen Family Office Limited | 2024–present |
| Ka Man Wong | MFG Limited | 2010–2014 |
| Wing Yip Ng | MFG Limited | 2011–2015 |
| Tze Lok Lam | Nine Rivers Capital Partners Limited | 2016–2018 |
| Hon Kuen Kwok | Risen Family Office Limited | 2022–2024 |
| Ling Chi Wong | China Reserve Securities Limited | 2019–2021 |
| Haonan Che | China Reserve Securities Limited | 2019–2021 |
| Ho Ming Ho | China Reserve Securities Limited | 2019–2021 |
| Cheryl Sin Yu Chan | MFG Limited | 2011–2015 |
| Sze Wan Au | MFG Limited | 2010–2015 |
| Ivan Tak Shing Chan | MFG Limited | 2010–2015 |
| Christina Wai Tung | MFG Limited | 2010–2015 |
| Yuen Chiu Wong | MFG Limited | 2011–2014 |
| Siu Ki Calvin Chan | Risen Family Office Limited | 2025–present |
| Diana Siu Lan Lau | MFG Limited | 2012–2015 |