Lei Shi
石磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Shi (石磊), a licensed former licensee with CE reference BIE889. This person has 9.9 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-07-22 | 2026-11-02 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
RO | Type 9 - Asset management | 2026-01-12 | 2026-07-22 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-09 | 2026-11-02 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-09 | 2026-11-02 |
| Roofer Asset Management Limited 路華資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-09 | 2026-01-12 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-19 | 2025-10-20 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-19 | 2025-10-20 |
| Guotai Global Investments Limited 國泰全球投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-03 | 2025-10-20 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-20 | 2019-02-22 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-20 | 2019-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.