Tony Yu Tung Lee
李如棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Yu Tung Lee (李如棟), CE reference AAF163. Currently licensed at 2 firm(s): Kingston Securities Limited, Kingston Futures Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-24 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-24 |