Ke Tian
田克
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke Tian (田克), CE reference BLV468. Currently licensed at 1 firm(s): Kerogen Capital (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kerogen Capital (Asia) Limited | Rep | Type 4 — Advising on securities | 2024-11-07 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-11-23 | 2023-10-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-17 | 2021-09-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-17 | 2021-09-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-09 | 2021-09-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-29 | 2021-05-31 |