Rita Wing-Yee Chan
陳穎儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rita Wing-Yee Chan (陳穎儀), CE reference AIU378. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2012-08-10 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | 2012-08-10 | 2017-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2011-06-03 | 2012-04-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-04-24 | 2012-04-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-24 | 2012-04-28 |