Yeonseop Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeonseop Kim, CE reference BRI465. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-09-26 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2024-09-26 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 — Asset management | 2024-09-26 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2021-07-19 | 2023-07-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2021-07-19 | 2023-07-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-19 | 2023-07-21 |