Lorna Ming Lai Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorna Ming Lai Liu (廖明麗), a licensed Representative with CE reference AAO975. Currently licensed at 2 firm(s): Kingston Securities Limited, Kingston Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-09 | present |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-05-09 | present |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-01 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-01 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lorna Ming Lai Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.