Ni Sha Liu
廖妮沙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Sha Liu (廖妮沙), CE reference AGQ395. Currently licensed at 1 firm(s): Kingston Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | present |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-03-08 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-11 |