Ni Sha Liu
廖妮沙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ni Sha Liu (廖妮沙), a licensed Representative with CE reference AGQ395. Currently licensed at 1 firm(s): Kingston Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 19.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-20 | present |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-03-08 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ni Sha Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.