Namhyeop Kwon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Namhyeop Kwon (權南協), a licensed Responsible Officer with CE reference BBZ053. Currently licensed at 1 firm(s): Korea Investment & Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 12.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-22 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2019-03-05 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2019-03-05 | present |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-30 | 2019-03-05 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-30 | 2019-03-05 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-16 | 2018-09-30 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-18 | 2018-09-30 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2018-01-16 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-01 | 2018-09-30 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-16 | 2017-02-28 |
| Daewoo Securities (Hong Kong) Limited 大宇證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-04 | 2017-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Namhyeop Kwon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.