Philippe Herve Marc Legrand
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Herve Marc Legrand, a licensed Responsible Officer with CE reference AEK110. Currently licensed at 1 firm(s): LCA Solutions Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | RO | Type 1 — Dealing in securities | 2010-07-30 | present |
| LCA Solutions Limited | RO | Type 4 — Advising on securities | 2010-07-30 | present |
| LCA Solutions Limited | RO | Type 9 — Asset management | 2010-07-30 | present |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-30 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 9 — Asset management | present | 2003-04-30 |