Daniel Rauti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Rauti, a licensed Responsible Officer with CE reference AGH133. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | RO | Type 9 - Asset management | 2018-06-13 | present |
| LGT Capital Partners (Asia-Pacific) Limited | RO | Type 1 - Dealing in securities | 2010-10-12 | present |
| LGT Capital Partners (Asia-Pacific) Limited | RO | Type 4 - Advising on securities | 2010-10-12 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-01-03 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Rauti during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.