Daniel Rauti
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Rauti, CE reference AGH133. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | RO | Type 9 — Asset management | 2018-06-13 | present |
| LGT Capital Partners (Asia-Pacific) Limited | RO | Type 1 — Dealing in securities | 2010-10-12 | present |
| LGT Capital Partners (Asia-Pacific) Limited | RO | Type 4 — Advising on securities | 2010-10-12 | present |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2014-01-03 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-03-02 |