Nicholas Yuk-Yui Chu
朱沃裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Yuk-Yui Chu (朱沃裕), CE reference ABH489. Currently licensed at 2 firm(s): Kingston Securities Limited, Kingston Futures Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Kingston Futures Limited 金利豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-24 |
| Kingston Futures Limited 金利豐期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Futures Limited 金利豐期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-01-24 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-24 |