Kin Ming Shum
岑建明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ming Shum (岑建明), CE reference AAD283. Currently licensed at 1 firm(s): Kingston Securities Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-23 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-10 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-10 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-30 |