Manly Man Lai Liu
廖文禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manly Man Lai Liu (廖文禮), CE reference ADI698. Currently licensed at 1 firm(s): Kingbridge Capital Asset Management Limited. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-22 | present |
| Kingbridge Capital Asset Management Limited 金拱橋資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-22 | present |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-15 | 2019-10-17 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-25 | 2019-10-17 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-25 | 2019-10-17 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 — Advising on securities | 2016-11-29 | 2019-01-25 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 — Asset management | 2016-11-29 | 2019-01-25 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-09 | 2016-11-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-22 | 2015-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-01-22 | 2015-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-01-22 | 2015-03-20 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-22 | 2015-03-20 |
| Enhanced Investment Management Limited |
Rep | Type 9 — Asset management | 2014-08-19 | 2015-01-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-15 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-03-15 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-20 | 2012-05-14 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2006-07-17 | 2007-08-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2004-07-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
RO | Type 9 — Asset management | 2003-12-17 | 2004-07-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-17 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-17 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-07-05 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-07-05 |