Erika Ka Yee Chan
陳嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erika Ka Yee Chan (陳嘉怡), CE reference AQI816. Currently licensed at 2 firm(s): Karl Thomson Investment Consultants Limited, Karl-Thomson Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2017-08-31 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | present |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-06 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-31 | 2015-04-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-12 | 2010-05-31 |