Wo Kwan Sham
沈和昆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Kwan Sham (沈和昆), CE reference ALR984. Currently licensed at 1 firm(s): Keywise Capital Management (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-15 | present |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-02-15 | present |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-03-16 | 2024-02-15 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2005-03-15 | 2006-01-13 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-03-15 | 2006-01-13 |