Wo Kwan Sham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Kwan Sham (沈和昆), a licensed Responsible Officer with CE reference ALR984. Currently licensed at 1 firm(s): Keywise Capital Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-02-15 | present |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-02-15 | present |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-03-16 | 2024-02-15 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | 2005-03-15 | 2006-01-13 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2005-03-15 | 2006-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wo Kwan Sham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.