Diana Choi Ming Chan
陳彩明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Choi Ming Chan (陳彩明), a licensed Responsible Officer with CE reference ADZ739. Currently licensed at 2 firm(s): Kingsway SW Asset Management Limited, Kingsway Financial Services Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2026-05-22 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-05 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-05 | present |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-08-15 | 2026-05-22 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-27 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-27 | 2011-01-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-07 | 2003-10-14 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-07 | 2003-10-14 |