Diana Choi Ming Chan

陳彩明
CE No. ADZ739 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Choi Ming Chan (陳彩明), a licensed former licensee with CE reference ADZ739. This person has 5.4 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Kingsway SW Asset Management Limited
滙富資產管理有限公司
RO Type 9 - Asset management 2026-05-22 2026-11-09
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 1 - Dealing in securities 2025-12-05 2026-11-09
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 4 - Advising on securities 2025-12-05 2026-11-09
Kingsway SW Asset Management Limited
滙富資產管理有限公司
Rep Type 9 - Asset management 2025-08-15 2026-05-22
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
Rep Type 1 - Dealing in securities 2007-04-27 2011-01-31
Sarasin Rabo Investment Management Limited
瑞士嘉盛萊寶投資管理有限公司
Rep Type 4 - Advising on securities 2007-04-27 2011-01-31
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 - Dealing in securities 2003-05-07 2003-10-14
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 - Advising on securities 2003-05-07 2003-10-14

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