Jimmy Hsien Yi Hao
郝先奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Hsien Yi Hao (郝先奕), CE reference ATM933. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-09-03 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2018-09-03 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 — Asset management | 2018-09-03 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-10 | 2010-09-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-10 | 2010-09-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-10 | 2010-09-30 |