Sam Hon Fan Lee
李漢勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Hon Fan Lee (李漢勳), a licensed Responsible Officer with CE reference AGH865. Currently licensed at 1 firm(s): Kingsway Financial Services Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2016-01-27 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-22 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-13 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | present | 2014-01-22 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-02 |