Rakesh Patel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rakesh Patel, a licensed Representative with CE reference ALI605. Currently licensed at 1 firm(s): Kriya Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kriya Capital Limited | Rep | Type 9 - Asset management | 2020-07-02 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 - Providing automated trading services | 2011-03-04 | 2019-07-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-16 | 2019-07-31 |
| HSBC Securities (Asia) Limited | RO | Type 1 - Dealing in securities | 2006-05-16 | 2018-08-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-11-15 | 2005-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rakesh Patel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.