Rakesh Patel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rakesh Patel, CE reference ALI605. Currently licensed at 1 firm(s): Kriya Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kriya Capital Limited | Rep | Type 9 — Asset management | 2020-07-02 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2011-03-04 | 2019-07-31 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2006-05-16 | 2019-07-31 |
| HSBC Securities (Asia) Limited | RO | Type 1 — Dealing in securities | 2006-05-16 | 2018-08-31 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-11-15 | 2005-11-14 |