King Yan Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yan Law (羅景仁), a licensed Responsible Officer with CE reference ABF811. Currently licensed at 2 firm(s): Karl-Thomson Commodities Company Limited, Karl-Thomson Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-26 | present |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-12 | present |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2012-10-26 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-05 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Yan Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.