Winnie Wing Yan Liu
廖詠茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Yan Liu (廖詠茵), CE reference ADY308. Currently licensed at 2 firm(s): Kingston Securities Limited, Kingston Futures Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-29 | present |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-29 | present |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-04 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-04 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-03 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |