Kwan Ming Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ming Lau (劉君明), a licensed Representative with CE reference BHP848. Currently licensed at 3 firm(s): Kaiser Securities Limited, Kaiser Futures Limited, Kaiser Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-29 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-29 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-29 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 - Asset management | 2026-01-29 | present |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-08 | 2022-11-28 |
| Grandview Capital Group Limited 恒安資本集團有限公司 |
Rep | Type 9 - Asset management | 2021-07-08 | 2022-11-28 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-26 | 2021-01-12 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-26 | 2021-01-12 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-26 | 2021-01-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-14 | 2017-04-12 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-14 | 2017-04-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-14 | 2017-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.