Joseph Cho Yam Chang
張祖蔭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Cho Yam Chang (張祖蔭), a licensed Representative with CE reference AGB116. Currently licensed at 2 firm(s): Kingsway SW Asset Management Limited, Kingsway Financial Services Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.8 years of SFC licence history. Total licence records on file: 39.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-29 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-18 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2022-01-18 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-22 | present |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-08 | 2021-10-18 |
| Tongfang Capital Limited 同方資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-09-29 | 2021-10-18 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 - Advising on securities | 2016-02-17 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-02-17 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 - Asset management | 2016-01-11 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-09 | 2017-01-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-12 | 2015-10-09 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-13 | 2015-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-18 | 2015-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2014-12-18 | 2015-02-13 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-12-18 | 2015-02-13 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-07 | 2013-07-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-05 | 2013-07-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-05 | 2013-01-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-05 | 2013-07-09 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-31 | 2012-10-05 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-31 | 2012-10-05 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-10-27 | 2012-10-05 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-23 | 2011-10-27 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-23 | 2012-10-05 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-31 | 2011-04-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-31 | 2011-04-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-31 | 2011-04-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-26 | 2010-06-30 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-05-26 | 2010-06-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-07 | 2010-06-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-12 | 2009-03-23 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-27 | 2008-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-13 | 2008-11-14 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-13 | 2008-11-14 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-14 | 2008-10-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-19 | 2008-10-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-03 | 2007-11-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-03 | 2008-10-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-03 | 2008-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Cho Yam Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.