Simon Yu Hon Ng
伍于漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Yu Hon Ng (伍于漢), CE reference AAA738. Currently licensed at 1 firm(s): Kam Fai Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-09 | present |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-01 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-23 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-23 |
| Global Credit Securities Limited 僑立證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-23 |