Vincent Wai Shun Lai
賴偉舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Shun Lai (賴偉舜), a licensed Responsible Officer with CE reference ALU159. Currently licensed at 2 firm(s): Kingsway SW Asset Management Limited, Kingsway Financial Services Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2022-06-10 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-09 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 - Asset management | 2008-04-11 | present |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 - Advising on securities | 2007-05-18 | present |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 - Asset management | 2008-04-11 | 2014-10-29 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-18 | 2011-12-31 |