Li Shan
單力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Shan (單力), a licensed Responsible Officer with CE reference ANG467. Currently licensed at 1 firm(s): China International CatalysTech (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.2 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International CatalysTech (Hong Kong) Limited 中國國際科技金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-07-14 | present |
| China International CatalysTech (Hong Kong) Limited 中國國際科技金融(香港)有限公司 |
RO | Type 9 - Asset management | 2026-07-14 | present |
| China International CatalysTech (Hong Kong) Limited 中國國際科技金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-20 | 2026-07-14 |
| China International CatalysTech (Hong Kong) Limited 中國國際科技金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-05-20 | 2026-07-14 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 - Advising on securities | 2024-11-28 | 2026-05-18 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 - Asset management | 2024-11-28 | 2026-05-18 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2006-08-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-17 | 2006-08-01 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-17 | 2006-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Shan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.