Duke Yun-Tao Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duke Yun-Tao Lo, CE reference AQI549. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 — Dealing in securities | 2024-01-23 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 — Advising on securities | 2024-01-23 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 — Asset management | 2024-01-23 | present |
| Stonehorn Global Partners Limited | RO | Type 4 — Advising on securities | 2020-06-17 | 2023-06-02 |
| Stonehorn Global Partners Limited | RO | Type 9 — Asset management | 2019-02-15 | 2023-06-02 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-03 | 2018-08-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-22 | 2018-08-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-01-22 | 2018-08-06 |