Duke Yun-Tao Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duke Yun-Tao Lo, a licensed Representative with CE reference AQI549. Currently licensed at 1 firm(s): LGT Capital Partners (Asia-Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-01-23 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 4 - Advising on securities | 2024-01-23 | present |
| LGT Capital Partners (Asia-Pacific) Limited | Rep | Type 9 - Asset management | 2024-01-23 | present |
| Stonehorn Global Partners Limited | RO | Type 4 - Advising on securities | 2020-06-17 | 2023-06-02 |
| Stonehorn Global Partners Limited | RO | Type 9 - Asset management | 2019-02-15 | 2023-06-02 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-03 | 2018-08-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-22 | 2018-08-06 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-01-22 | 2018-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Duke Yun-Tao Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.