M&G Investments (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for M&G Investments (Hong Kong) Limited, CE reference BBZ004. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 12.
Registered address
Unit 1002, LHT Tower, 31 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-02-18 | present |
| Type 4 — Advising on securities | 2019-08-30 | present |
| Type 9 — Asset management | 2025-10-16 | present |
Licensed staff (12)
As of
| Name | Activities | Since |
|---|---|---|
| Amy Yee Kee Cho 曹綺琪 | RO 1, 4, 9 | 2025-10 |
| Sin Sin Lo 羅倩倩 | RO 1, 4, 9 | 2025-10 |
| John Allen Wadle | RO 9 Rep 1, 4 | 2025-10 |
| Te Fen Chiu 邱德芬 | Rep 1, 4 | 2024-09 |
| Nicholas James Cunningham | Rep 1, 9 | 2025-12 |
| Tae Jong Kang 姜太鐘 | Rep 1, 4 | 2020-12 |
| Karen Ka Ying Leung 梁家瑩 | Rep 1, 4 | 2022-12 |
| Jung Tsen Liao 廖容岑 | Rep 1, 4 | 2025-02 |
| Hyun Joon Roh | Rep 4 | 2025-09 |
| Shiu Him Henry Sham 岑劭謙 | Rep 1, 4 | 2024-10 |
| Cheuk Hei Wong 黃卓熙 | Rep 1, 4 | 2025-01 |
| Cheuk Yen Kristy Wong 黃琸殷 | Rep 1, 4 | 2024-11 |
Showing 1–12 of 12