New Region Securities Company Limited
恒盛證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New Region Securities Company Limited (恒盛證券有限公司), CE reference ABX677. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 10.
Registered address
2907-2909, 2912, 2914 WING ON HOUSE, 71 DES VOEUX ROAD CENTRAL, HONG KONG
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2021-05-31 | present |
| Type 9 — Asset management | 2021-05-31 | present |
| Type 4 — Advising on securities | present | 2005-02-01 |
| Type 6 — Advising on corporate finance | present | 2005-02-01 |
| Type 9 — Asset management | present | 2005-02-01 |
Licensed staff (10)
As of
| Name | Activities | Since |
|---|---|---|
| Ka Wang Henry Chu 朱家弘 | RO 1, 9 | 2024-09 |
| Kavi Ka Wai Wong 黃嘉威 | RO 4, 9 Rep 1 | 2021-05 |
| Shun Tin Yau 游順典 | RO 1, 4, 9 | 2021-05 |
| Yau Chun Yu 余幼珍 | RO 1 | 2018-09 |
| Dick Shing Chiu 趙迪成 | Rep 1 | 2017-02 |
| Ivan Fan 樊一翰 | Rep 1, 9 | 2022-10 |
| Yat Kan Leung 梁日勤 | Rep 1, 9 | 2024-03 |
| Ho Ming Mak 麥皓明 | Rep 1, 4, 9 | 2024-11 |
| Wai San Tang 鄧偉新 | Rep 1 | 2009-09 |
| Gang Zhu 祝剛 | Rep 9 | 2025-06 |
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