New Region Securities Company Limited

恒盛證券有限公司

CE No. ABX677 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New Region Securities Company Limited (恒盛證券有限公司), a Hong Kong-based licensed corporation with CE reference ABX677. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 10 (total recorded over time: 37). Earliest licence on file: 2021-05-31.
Category:: Sell side · Brokerage ?
Registered address:: 2907-2909, 2912, 2914 WING ON HOUSE, 71 DES VOEUX ROAD CENTRAL, HONG KONG
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	2021-05-31	present
Type 9 - Asset management	2021-05-31	present
Type 4 - Advising on securities	Pre-2003	2005-02-01
Type 6 - Advising on corporate finance	Pre-2003	2005-02-01
Type 9 - Asset management	Pre-2003	2005-02-01

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (37)

Active on date RO only

Name	Activities	First licensed	To
Ka Wang Henry Chu 朱家弘	RO 1, 9 Rep 1, 9	2021-07	Present
Kavi Ka Wai Wong 黃嘉威	RO 4, 9 Rep 1	2020-11	Present
Shun Tin Yau 游順典	RO 1, 4, 9 Rep 1, 4, 6, 9	Pre-2003	Present
Yau Chun Yu 余幼珍	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Dick Shing Chiu 趙迪成	Rep 1	2017-02	Present
Ivan Fan 樊一翰	Rep 1, 9	2022-10	Present
Sai Lim Leung 梁世廉	Rep 1, 9	2026-07	Present
Ho Ming Mak 麥皓明	Rep 1, 4, 9	2023-02	Present
Wai San Tang 鄧偉新	Rep 1	2009-09	Present
Gang Zhu 祝剛	Rep 9	2025-06	Present
Yat Kan Leung 梁日勤	Rep 1, 9	2024-03	2026-07
Shuk Ping Cheng 鄭淑萍	Rep 1, 9	2024-07	2026-03
Ka Wai Chan 陳家偉	Rep 1, 9	2024-04	2025-12
Yongli Liu 劉泳利	Rep 9	2025-06	2025-11
Chi Kin Ho 何子健	Rep 1, 9	2025-02	2025-09
Yuk Hon Peggy Chan	Rep 1, 9	2021-05	2025-05
Kwong Chun Chiu 趙廣俊	Rep 1, 9	2023-01	2025-03
Ka Kam Yip 葉嘉鑫	Rep 1, 9	2024-03	2024-09
Kwok On Chu 朱國安	RO 4 Rep 1, 4, 9	2023-03	2024-05
Siu Ping Fong 方小冰	Rep 1, 9	2024-01	2024-03
Yiu Chun Chan 陳耀俊	Rep 1, 9	2023-05	2024-02
Man Ting Cheng 鄭敏婷	Rep 1, 9	2023-08	2024-01
Kelvin Ka Ming Sze 施嘉銘	Rep 1, 9	2023-07	2023-09
Skylar Sze Ying Cheung 張詩瑩	Rep 1, 9	2021-10	2023-03
Loi Heung Cheung	Rep 1	2020-11	2022-12
Chi Hei Andrew Chan 陳志熹	Rep 1, 4, 9	2022-05	2022-10
Nga Man Cheng 鄭雅文	Rep 1, 9	2021-12	2022-10
Chun On John Lee 李進安	Rep 1, 9	2021-09	2022-08
Christina Suet Lin Chan 陳雪蓮	Rep 1, 4, 6, 9	Pre-2003	2022-01
Kit Hung Choy 蔡潔紅	RO 4, 9	2021-05	2021-08
Hing Chor Tsang 曾慶鋤	RO 1 Rep 1, 4, 6, 9	Pre-2003	2019-08
Ka Man Chu 朱嘉敏	Rep 1	2008-07	2017-08
Hing Chi Tsang 曾慶池	RO 1, 4, 6, 9	Pre-2003	2016-09
Michael Fan Ho Tsang 曾繁河	RO 1, 4, 6, 9	Pre-2003	2016-09
Hang Lee Cheng 鄭亨利	Rep 1	2009-12	2012-06
Sammy Chun Ho Wong 黃俊皓	Rep 1	2007-09	2008-06
Chi Kai Chow 周志楷	Rep 1	2006-08	2007-06