Bear Stearns Hong Kong Limited

貝爾斯登香港有限公司
CE No. AAI358 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bear Stearns Hong Kong Limited (貝爾斯登香港有限公司), a Hong Kong-based licensed corporation with CE reference AAI358. Current licensed staff on file: 0 (total recorded over time: 17).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 2009-05-14
Type 5 - Advising on futures contracts Pre-2003 2009-05-14
Type 9 - Asset management Pre-2003 2004-10-28

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (17)

Active on date
Name Activities First licensed To
Man Hon Chan 陳文康 Rep 2, 5, 9 Pre-2003 2008-10
Shek Chung Ho 何石中 Rep 2, 5, 9 Pre-2003 2008-10
Victor Yik Hang Ho 何奕恒 Rep 2 2007-08 2008-10
Frank Tsao Yu Mao 毛昭宇 RO 2, 5, 9 Pre-2003 2008-10
Carrie Sau Chun Wong 王秀珍 Rep 2, 5, 9 Pre-2003 2008-10
Henry Siungai Woo 胡小毅 Rep 2, 5, 9 Pre-2003 2008-10
Mi Ying Woo 胡美英 Rep 2, 5, 9 Pre-2003 2008-10
Hugh Garway Garway-Templeman RO 2, 5 Rep 2, 5, 9 Pre-2003 2008-08
Sunny Man Ting Tse 謝文廷 Rep 2 2006-07 2006-12
Emily Ling Mui Wong 王菱梅 Rep 2, 5, 9 Pre-2003 2006-08
Craig Joseph Reilly Rep 2, 5, 9 Pre-2003 2004-12
Andrew Yeng Lee 李英揚 Rep 2, 5, 9 Pre-2003 2004-12
Yick Chung Lee 李易聰 Rep 2, 5, 9 Pre-2003 2004-12
Thanh Cao Nguyen Rep 2, 5, 9 Pre-2003 2004-12
Roger Chi Fung Tsui 徐志豐 Rep 2, 5, 9 Pre-2003 2004-12
Philip Yin Loong Cheung 張恩龍 Rep 2 2004-07 2004-11
Susan Wai-Lan Chan 陳蕙蘭 Rep 2, 5, 9 Pre-2003 2004-05
Showing 1–17 of 17

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