BPI Wealth Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BPI Wealth Hong Kong Limited ( ), a Hong Kong-based registered institution with CE reference AAJ382. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2003-07-16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
5/F, LHT Tower, 31 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-09-05 | present |
| Type 4 — Advising on securities | 2003-07-16 | present |
| Type 9 — Asset management | 2003-07-16 | present |
| Type 4 — Advising on securities | present | 2003-07-16 |
| Type 6 — Advising on corporate finance | present | 2003-07-16 |
| Type 9 — Asset management | present | 2003-07-16 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Elizabeth Garcia Akot | RO 4, 6, 9 | Pre-2003 | 2003-07 |
| Jessie Chau Kuk Yu 余秋菊 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
Showing 1–2 of 2
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 920 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 894 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司