Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Core Pacific-Yamaichi Securities (H.K.) Limited (京華山一證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABH177. Current licensed staff on file: 0 (total recorded over time: 708).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2016-06-30 |
| Type 4 - Advising on securities | Pre-2003 | 2004-10-25 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-25 |
| Type 7 - Providing automated trading services | Pre-2003 | 2004-10-25 |
| Type 9 - Asset management | Pre-2003 | 2004-10-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (708)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kit Har Au 區潔霞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Nasser Bellahcene | Rep 1 | 2015-09 | 2016-06 |
| Kam Hong Chak 翟錦康 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Tsz Chiu Cham 湛子超 | Rep 1 | 2016-03 | 2016-06 |
| Bertram Chan 陳步青 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Cedric Ka Lun Chan 陳嘉麟 | Rep 1 | 2014-05 | 2016-06 |
| Chak Fai Chan 陳澤輝 | Rep 1 | 2012-09 | 2016-06 |
| Chi Tao Chan 陳志滔 | Rep 1 | 2014-11 | 2016-06 |
| Chi Wing Chan 陳志榮 | Rep 1 | 2010-06 | 2016-06 |
| Freda Chui Yin Chan 陳翠妍 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Keung Kwok Chan 陳強國 | Rep 1 | 2010-07 | 2016-06 |
| Lai Wan Chan 陳麗雲 | Rep 1 | 2012-07 | 2016-06 |
| Leong Chuen Chan 陳亮川 | Rep 1 | 2012-03 | 2016-06 |
| Ngai Fung Chan 陳毅鋒 | Rep 1 | 2006-07 | 2016-06 |
| Raphael Man Li Chan 陳萬里 | Rep 1 | 2014-09 | 2016-06 |
| Tor Chan 陳舵 | Rep 1 | 2006-04 | 2016-06 |
| Wai Leuk Chan 陳偉略 | Rep 1 | 2015-05 | 2016-06 |
| Wing Sum Chan 陳永森 | Rep 1 | 2013-08 | 2016-06 |
| Woon Wai Chan 陳煥威 | Rep 1 | 2008-09 | 2016-06 |
| Yiu Lun Chan 陳耀麟 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Yu Yin Chan 陳宇賢 | Rep 1 | 2010-01 | 2016-06 |
| Chyi Chang 張奇 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Ying Chang 張瀛 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Suk Han Chau 周淑嫻 | Rep 1 | 2015-07 | 2016-06 |
| Kam Yin Chen 陳錦賢 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Richard Chi-Sheng Chen 陳其盛 | RO 1 Rep 1 | 2012-03 | 2016-06 |
| Ka Man Cheng 鄭嘉雯 | Rep 1 | 2013-03 | 2016-06 |
| Yiu Tong Cheng 鄭耀堂 | Rep 1 | 2007-04 | 2016-06 |
| William Lap Yan Cheong 張立人 | Rep 1 | 2015-02 | 2016-06 |
| Wai Yin Cheuk 卓偉賢 | Rep 1 | 2005-06 | 2016-06 |
| Anthony Yiu Fai Cheung 張耀徽 | Rep 1 | 2015-02 | 2016-06 |
| Hau Leung Cheung 張効良 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Joanne Oi Man Cheung 張靄旻 | Rep 1 | 2015-09 | 2016-06 |
| Kim Kwong Cheung 張劍光 | Rep 1 | 2009-10 | 2016-06 |
| Man Wai Cheung 張文衛 | Rep 1 | 2013-07 | 2016-06 |
| Shuk Bing Cheung 張淑冰 | Rep 1 | 2011-10 | 2016-06 |
| Wai Yan Cheung 張慧恩 | Rep 1 | 2016-03 | 2016-06 |
| Wai Ngai Chiu 趙懷毅 | Rep 1 | 2008-09 | 2016-06 |
| Yunhee Cho 趙胤熙 | Rep 1 | 2015-11 | 2016-06 |
| Chi Ming Choi 蔡志明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Man Kit Choi 蔡文傑 | Rep 1 | 2015-09 | 2016-06 |
| Ming Ha Choi 蔡明霞 | Rep 1 | 2013-08 | 2016-06 |
| Kui Wah Chong | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Wah Yeung Chong 莊華揚 | Rep 1 | 2009-05 | 2016-06 |
| Ernest Ling Chung Chow 周靈聰 | Rep 1 | 2015-10 | 2016-06 |
| Ho Yi Chow 周可怡 | Rep 1 | 2013-11 | 2016-06 |
| Yat Chun Chow 鄒溢駿 | Rep 1 | 2009-01 | 2016-06 |
| Ching Chu 朱青 | Rep 1 | 2013-12 | 2016-06 |
| Chun Leung Chu 朱晉良 | Rep 1 | 2010-06 | 2016-06 |
| Maggie Man Kuen Chu 朱文娟 | Rep 1 | 2014-02 | 2016-06 |
| Ka Ching Chui 崔嘉澂 | Rep 1 | 2015-01 | 2016-06 |
| Hsiu-Jung Chung 鍾秀榮 | Rep 1 | 2014-12 | 2016-06 |
| Ka Ki Chung 鍾家祺 | Rep 1 | 2012-07 | 2016-06 |
| Luk Ying Chung 鍾陸英 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Cho Sing Fan 范佐成 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Winnie Wing Yan Fan 樊詠恩 | Rep 1 | 2016-01 | 2016-06 |
| Wai Man Fok 霍偉文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Ka Wan Fu 傅嘉韻 | Rep 1 | 2015-07 | 2016-06 |
| Cheuk Luk Fung 馮卓犖 | Rep 1 | 2014-09 | 2016-06 |
| Hoi Tung Fung 馮海東 | Rep 1 | 2010-05 | 2016-06 |
| Moon Kwong Fung 馮滿光 | Rep 1 | 2015-01 | 2016-06 |
| Wing Yin Fung 馮穎彥 | Rep 1 | 2016-04 | 2016-06 |
| Betty Suk Man Ho 何淑文 | Rep 1 | 2015-06 | 2016-06 |
| Chi Cheung Ho 何志昌 | RO 1, 4, 6, 7, 9 Rep 1 | Pre-2003 | 2016-06 |
| Kai Yu Ho 何啟裕 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Karen Ho 何采彤 | Rep 1 | 2015-09 | 2016-06 |
| Leuk Ming Ho 何聿銘 | Rep 1 | 2003-05 | 2016-06 |
| Sze Man Ho 何詩敏 | Rep 1 | 2008-01 | 2016-06 |
| Vincent Wai Chuen Ho 何偉川 | RO 1 Rep 1 | 2013-08 | 2016-06 |
| Li Chen Hsu 徐莉珍 | Rep 1 | 2013-03 | 2016-06 |
| Chiu Hui 許超 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Pui Fan Hui 許沛凡 | Rep 1 | 2014-07 | 2016-06 |
| Yat Chim Hui 許溢潛 | Rep 1 | 2016-02 | 2016-06 |
| Hing Chun Hung 孔慶春 | Rep 1 | 2014-02 | 2016-06 |
| Wing Kei Ip 葉永基 | Rep 1 | 2010-05 | 2016-06 |
| Yung Ling Ip 葉勇玲 | Rep 1 | 2014-08 | 2016-06 |
| Guillaume Romain Kaminer | Rep 1 | 2015-09 | 2016-06 |
| Manabu Kitahara | RO 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Kin Lin Kok 郭建連 | Rep 1 | 2013-11 | 2016-06 |
| Tat Sang Kong 江達生 | Rep 1 | 2015-08 | 2016-06 |
| Shun Yue Ku 古舜禹 | Rep 1 | 2012-05 | 2016-06 |
| Puk Ming Kwan 關博明 | Rep 1 | 2012-04 | 2016-06 |
| Wilkinson Hoa Leung Kwan 關浩樑 | Rep 1 | 2015-06 | 2016-06 |
| Ka Kui Kwok 郭家駒 | Rep 1 | 2007-08 | 2016-06 |
| Yuen Ting Kwok 郭婉婷 | Rep 1 | 2013-08 | 2016-06 |
| Man Po Lai 賴曼普 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Barry Joe Fung Tai Lam 林逢泰 | Rep 1 | 2014-12 | 2016-06 |
| Kwai Fong Lam 林桂芳 | Rep 1 | 2007-08 | 2016-06 |
| Pui Yi Lam 林佩儀 | Rep 1 | 2014-10 | 2016-06 |
| Sit Hung Lam 林燮鴻 | Rep 1 | 2008-03 | 2016-06 |
| Wai Sum Lam 林偉森 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Yin Ki Lam 林燕淇 | Rep 1 | 2009-11 | 2016-06 |
| Chris Po Wah Lau 劉寶華 | Rep 1 | 2005-12 | 2016-06 |
| Kwok Hung Lau 劉國雄 | Rep 1 | 2009-01 | 2016-06 |
| Kwok Wai Lau 劉國威 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Man Sum Lau 柳文深 | Rep 1 | 2015-07 | 2016-06 |
| Wai Lun Lau 劉偉倫 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Kit Bing Law 羅潔冰 | Rep 1 | 2004-03 | 2016-06 |
| Cheuk Tong Lee 利卓棠 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-06 |
| Cheuk Yiu Lee 李芍瑤 | Rep 1 | 2015-07 | 2016-06 |
Showing 1–100 of 708