HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Securities Brokers (Asia) Limited (滙豐證券經紀(亞洲)有限公司), CE reference ACB389. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 136.
Registered address
33F, HSBC Main Building, 1 Queen's Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2005-02-01 |
| Type 6 — Advising on corporate finance | present | 2005-02-01 |
| Type 7 — Providing automated trading services | 2011-03-04 | 2024-07-10 |
| Type 9 — Asset management | present | 2005-02-01 |
Licensed staff (136)
As of
| Name | Activities | Since |
|---|---|---|
| Florent Besson | RO 1 | 2023-01 |
| Michael Lee Chandler | RO 1 | 2018-09 |
| Clement Bertrand Michel Cordier | RO 1 | 2024-12 |
| Kenneth Sau Yee Hon 韓守義 | RO 1 | 2023-04 |
| Amyn Husain | RO 1 | 2025-04 |
| King Wai Lam 林經緯 | RO 1 | 2025-12 |
| Adrian Yan Ho Lau 劉恩豪 | RO 1 | 2023-11 |
| Chun Wai Li 李俊蔚 | RO 1 | 2025-05 |
| Fabien Melero | RO 1 | 2020-09 |
| Erik Thomas Palmetto | RO 1 | 2023-04 |
| Herve Pierre Alexandre Semin | RO 1 | 2022-10 |
| James Sylvester-Evans | RO 1 | 2023-06 |
| Tsz Wai (SFC:AJM339) Wong 黃子威 | RO 1 | 2025-04 |
| Unnayan Amitabh | Rep 1 | 2025-12 |
| Tiffany Chiu Yu Man Andrew 趙汝玟 | Rep 1 | 2023-09 |
| Yajur Arora | Rep 1 | 2022-08 |
| Hritvik Arya | Rep 1 | 2024-08 |
| Sebastien Nicolas Aussandon | Rep 1 | 2024-02 |
| Roestam Effendi Bin Bachtiar | Rep 1 | 2023-03 |
| Daniel John Butt | Rep 1 | 2021-11 |
| Chi Yuen Chan 陳治源 | Rep 1 | 2015-08 |
| Hon Wah Chan 陳漢華 | Rep 1 | 2008-04 |
| Kai Cheung Chan 陳啟祥 | Rep 1 | 2021-08 |
| Kanas Yan Yan Chan 陳恩因 | Rep 1 | 2013-12 |
| Kenneth Pui Ming Chan 陳沛明 | Rep 1 | 2024-08 |
| Kim Sing Chan 陳劍星 | Rep 1 | 2021-06 |
| Roy Kwun Yat Chan 陳君逸 | Rep 1 | 2014-09 |
| See Chun Chan 陳思進 | Rep 1 | 2022-10 |
| Michael Cheun Chun Chang 鄭翔浚 | Rep 1 | 2016-08 |
| Wei Chang 常蔚 | Rep 1 | 2021-08 |
| Chun Yiu Chau 周振堯 | Rep 1 | 2025-05 |
| Jonathan Tze-Yeung Cheng 鄭子洋 | Rep 1 | 2019-11 |
| Mei Ying Cheng 鄭美英 | Rep 1 | 2023-01 |
| Sharon Cheng 鄭熙蘊 | Rep 1 | 2017-12 |
| Nicholas Hoi Kit Cheong 文凱杰 | Rep 1 | 2021-11 |
| Adrian Kwok Kuen Cheung 張國權 | Rep 1 | 2023-03 |
| Kenneth Kai-Hoi Cheung 張嘉浩 | Rep 1 | 2017-03 |
| Man Shun Cheung 張文信 | Rep 1 | 2023-09 |
| Nicolas Jacques Rene Chouaniere | Rep 1 | 2023-05 |
| James Chuang | Rep 1 | 2021-11 |
| Shun Wai Chung 鍾信維 | Rep 1 | 2022-09 |
| Winnie Yan Yu Chung 鍾忻妤 | Rep 1 | 2023-07 |
| Crisostomo Medardo Felicisimo Cultura 顧鎮廷 | Rep 1 | 2016-02 |
| Anuj Dassani | Rep 1 | 2021-01 |
| Cedric Louis Philippe E Dechavanne | Rep 1 | 2012-08 |
| Ruiting Deng 鄧瑞婷 | Rep 1 | 2022-05 |
| Yun (SFC:BSE125) Deng 鄧韵 | Rep 1 | 2023-01 |
| Pierre-Francois Henri Dieu | Rep 1 | 2022-09 |
| Zhou (SFC:BQV983) Fang 方舟 | Rep 1 | 2021-03 |
| Hok Ching Harold Fung 馮學正 | Rep 1 | 2026-03 |
| John Joseph Goepel | Rep 1 | 2023-03 |
| Andrew James Grieve | Rep 1 | 2022-04 |
| Martin Seung Yann Haberzettl 陳尚仁 | Rep 1 | 2021-11 |
| Daniel Harry Jack Hart | Rep 1 | 2024-07 |
| Ho Yi Ho 何昊懿 | Rep 1 | 2024-08 |
| Martin Man Tim Ho 何文添 | Rep 1 | 2014-10 |
| On Yi Ho 賀安儀 | Rep 1 | 2022-06 |
| Anqi Huang 黄安琪 | Rep 1 | 2022-07 |
| Chin Chung Ip 葉展中 | Rep 1 | 2024-05 |
| Kanfeng Jiang 蔣侃峰 | Rep 1 | 2017-08 |
| Yifan Jiang 姜一凡 | Rep 1 | 2021-09 |
| Rahiti Arnaud Juventin | Rep 1 | 2025-10 |
| Yohei Kajiyama | Rep 1 | 2020-09 |
| Oussama Khaldi | Rep 1 | 2022-09 |
| Mohammad Asif Atahar Khan | Rep 1 | 2022-10 |
| Ji Yang Kim | Rep 1 | 2025-11 |
| Tae Youl Kim 金兌律 | Rep 1 | 2010-06 |
| Hin Fung Koo 顧衍鋒 | Rep 1 | 2024-05 |
| Peter Chun Chung Ku 古駿祥 | Rep 1 | 2023-03 |
| Carol Kuan 關加路 | Rep 1 | 2014-11 |
| Isabella Ngan Ting Kwok 郭雁婷 | Rep 1 | 2022-04 |
| Kam Wai Kwok 郭錦維 | Rep 1 | 2022-12 |
| Wai Man Kwong 江惠民 | Rep 1 | 2017-02 |
| Francois Henri Lam 林志雄 | Rep 1 | 2024-11 |
| Milton Chi Siu Lam 林子紹 | Rep 1 | 2010-06 |
| Pung Lam 林芃 | Rep 1 | 2022-05 |
| Ka Fei Lau 劉嘉輝 | Rep 1 | 2011-09 |
| Hiu Ching Law 羅曉晴 | Rep 1 | 2025-06 |
| Tsz Lun Law 羅梓麟 | Rep 1 | 2012-01 |
| Angela Mei Lan Lee 李美蘭 | Rep 1 | 2021-11 |
| Hao Hai Lee 李浩海 | Rep 1 | 2023-06 |
| Man Lok (SFC:BUF968) Lee 李旻樂 | Rep 1 | 2023-11 |
| Ting Fung Lee 李庭豐 | Rep 1 | 2016-08 |
| Chun Yin Leung 梁津然 | Rep 1 | 2021-12 |
| Kwok Wing (SFC:AAF592) Leung 梁國榮 | Rep 1 | Pre-2003 |
| Lok Hin Leung 梁洛軒 | Rep 1 | 2023-06 |
| Justine Pui Yan Li 李佩茵 | Rep 1 | 2011-07 |
| Qinan Li 李奇南 | Rep 1 | 2026-03 |
| Hui (SFC:BUN771) Liu 刘慧 | Rep 1 | 2024-06 |
| Kwai Leung Lo 盧貴良 | Rep 1 | 2021-08 |
| Maverick Ho Yeung Lo 羅浩洋 | Rep 1 | 2023-10 |
| Siyao Lu 路思堯 | Rep 1 | 2024-07 |
| Jianheng Ma 马健衡 | Rep 1 | 2025-04 |
| Ho Long Gareth Mak 麥浩朗 | Rep 1 | 2022-10 |
| Omer Maqsood | Rep 1 | 2014-07 |
| Alexandre Joseph Gaston Martin | Rep 1 | 2021-09 |
| Anusmit Mazumdar | Rep 1 | 2022-05 |
| Jia Meng 孟佳 | Rep 1 | 2022-10 |
| Matthieu Millot | Rep 1 | 2020-08 |
| Michael Jean Francois Moizant | Rep 1 | 2022-10 |
Showing 1–100 of 136