Banc of America Securities Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Banc of America Securities Asia Limited ( ), a Hong Kong-based registered institution with CE reference AAJ462. Current licensed staff on file: 0 (total recorded over time: 0).
Registered address
55/F, Cheung Kong Center, 2 Queen's Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | 2024-11-29 |
| Type 4 - Advising on securities | present | 2024-11-29 |
| Type 6 - Advising on corporate finance | present | 2024-11-29 |
| Type 9 - Asset management | present | 2004-11-05 |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||