Lees Securities Co.
李氏證券公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lees Securities Co. (李氏證券公司), a Hong Kong-based licensed corporation with CE reference AAD045. Current licensed staff on file: 0 (total recorded over time: 9).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2005-01-03 |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-03 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-03 |
| Type 9 - Asset management | Pre-2003 | 2005-01-03 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Judy Lai Ming Chan 陳麗明 | RO 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Shiu Kwong Chan 陳兆廣 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Kam Biu Fung 馮錦彪 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Yuet Ying Lee 李月瑛 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Yuen Fun Lo 盧婉芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Wai Ming Ng 伍渭明 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Sheung Har Tang 鄧尚霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Lai Sheung Wong Ho 黃何麗嫦 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Chiu Kui Yu 余潮駒 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
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