Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino-Rich Securities & Futures Limited (中順證券期貨有限公司), CE reference AFN604. Currently licensed for regulated activity type(s) 1, 2, 4, 5, 9. Current licensed staff on file: 29.
Registered address
Unit 2205-6, 22/F, Global Trade Square, No. 21 Wong Chuk Hang Road, Wong Chuk Hang
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2010-11-17 | present |
| Type 4 — Advising on securities | 2012-06-21 | present |
| Type 5 — Advising on futures contracts | 2012-06-21 | present |
| Type 9 — Asset management | 2013-09-02 | present |
| Type 4 — Advising on securities | present | 2004-07-02 |
| Type 6 — Advising on corporate finance | 2005-09-17 | 2011-05-16 |
| Type 6 — Advising on corporate finance | present | 2004-07-02 |
| Type 9 — Asset management | present | 2004-07-02 |
Licensed staff (29)
As of
| Name | Activities | Since |
|---|---|---|
| Wilhelm Soeharsono Budihardjo 沈振偉 | RO 1, 2, 4, 5, 9 | 2013-09 |
| Kin Shing Chen 陳健成 | RO 4, 9 | 2024-07 |
| Ka Ho Cheung 張家豪 | RO 1, 2, 4, 5, 9 | 2021-06 |
| Chujun Liu 劉楚君 | RO 1, 2, 4, 5 Rep 9 | 2025-05 |
| Yan Shing 盛欣 | RO 1, 2 | 2015-11 |
| Bo (SFC:AMN889) Wang 王波 | RO 1, 4, 9 | 2025-06 |
| Leong Hong Chan 陳亮匡 | Rep 1 | 2023-05 |
| Wa Kun Cheng 鄭華根 | Rep 1 | 2019-11 |
| Andy Ka Keung Cheung 張家強 | Rep 1, 2 | 2014-01 |
| Nicholas Chi Chung Cheung 張智聰 | Rep 1, 2, 4, 5, 9 | 2024-10 |
| Dzi Luk Fino Choi 蔡之錄 | Rep 9 | 2014-04 |
| Yam Ip Hon 康欽燁 | Rep 1, 4, 9 | 2017-10 |
| Gary Lok Ming Hung 熊洛銘 | Rep 4, 5, 9 | 2024-04 |
| Chi Sum Ko 高智深 | Rep 1 | 2025-12 |
| Yiu Hong Leung 梁耀康 | Rep 1, 4, 9 | 2024-05 |
| Jiaming Luo 羅家鳴 | Rep 1, 2 | 2025-05 |
| Chi Hang Ng 吳志恆 | Rep 1, 2, 4, 5, 9 | 2024-09 |
| Henry Kwok To Ng 吳國滔 | Rep 1, 2, 4, 5, 9 | 2023-10 |
| Jingjing Qiu 邱静静 | Rep 1, 2, 9 | 2025-06 |
| Shing Hing Siu 蕭承興 | Rep 9 | 2014-04 |
| Kin Fan So 蘇健勳 | Rep 1, 2, 4, 9 | 2025-02 |
| Ka Chun Tai 戴家俊 | Rep 1, 4, 9 | 2023-10 |
| Jude Cheung Fat Tse 謝祥發 | Rep 1 | Pre-2003 |
| Tracy Chui Shan Tsun 秦翠珊 | Rep 1 | 2011-08 |
| Liyang Weng 翁里阳 | Rep 1, 4, 9 | 2025-06 |
| Martin Leland Wong 黃崇真 | Rep 1, 4, 9 | 2023-11 |
| Yi Yuan Bobo Yu 余亦媛 | Rep 1 | 2016-02 |
| Charles Tsung King Yuen 袁崇敬 | Rep 1, 2, 4, 5, 9 | 2019-03 |
| Jingyue Zheng 鄭京粤 | Rep 1, 4, 9 | 2025-04 |
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