Sino-Rich Securities & Futures Limited
中順證券期貨有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sino-Rich Securities & Futures Limited (中順證券期貨有限公司), a Hong Kong-based licensed corporation with CE reference AFN604. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 27 (total recorded over time: 138). Earliest licence on file: 2005-09-17.
- Category:
-
Sell side · Brokerage
- Registered address:
- Unit 2205-6, 22/F, Global Trade Square, No. 21 Wong Chuk Hang Road, Wong Chuk Hang
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2010-11-17 | present |
| Type 4 - Advising on securities | 2012-06-21 | present |
| Type 5 - Advising on futures contracts | 2012-06-21 | present |
| Type 9 - Asset management | 2013-09-02 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-07-02 |
| Type 6 - Advising on corporate finance | 2005-09-17 | 2011-05-16 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-02 |
| Type 9 - Asset management | Pre-2003 | 2004-07-02 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (138)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wilhelm Soeharsono Budihardjo 沈振偉 | RO 1, 2, 4, 5, 9 | 2011-08 | Present |
| Kin Shing Chen 陳健成 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2024-05 | Present |
| Ka Ho Cheung 張家豪 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2016-05 | Present |
| Chujun Liu 劉楚君 | RO 1, 2, 4, 5 Rep 1, 2, 9 | 2019-12 | Present |
| Yan Shing 盛欣 | RO 1, 2 Rep 1, 2 | 2011-03 | Present |
| Bo Wang 王波 | RO 1, 4, 9 | 2025-06 | Present |
| Leong Hong Chan 陳亮匡 | Rep 1 | 2023-05 | Present |
| Wa Kun Cheng 鄭華根 | Rep 1 | 2019-11 | Present |
| Andy Ka Keung Cheung 張家強 | Rep 1, 2 | 2013-12 | Present |
| Dzi Luk Fino Choi 蔡之錄 | Rep 1, 2, 9 | 2014-04 | Present |
| Yam Ip Hon 康欽燁 | Rep 1, 4, 9 | 2017-08 | Present |
| Gary Lok Ming Hung 熊洛銘 | Rep 4, 5, 9 | 2021-01 | Present |
| Chi Sum Ko 高智深 | Rep 1 | 2025-12 | Present |
| Yiu Hong Leung 梁耀康 | Rep 1, 4, 9 | 2024-05 | Present |
| Chi Hang Ng 吳志恆 | Rep 1, 2, 4, 5, 9 | 2024-09 | Present |
| Henry Kwok To Ng 吳國滔 | Rep 1, 2, 4, 5, 9 | 2023-10 | Present |
| Jingjing Qiu 邱静静 | Rep 1, 2, 9 | 2025-06 | Present |
| Shing Hing Siu 蕭承興 | Rep 1, 2, 9 | 2014-04 | Present |
| Kin Fan So 蘇健勳 | Rep 1, 2, 4, 9 | 2025-02 | Present |
| Ka Chun Tai 戴家俊 | Rep 1, 4, 9 | 2023-10 | Present |
| Jude Cheung Fat Tse 謝祥發 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Tracy Chui Shan Tsun 秦翠珊 | Rep 1 | 2011-08 | Present |
| Liyang Weng 翁里阳 | Rep 1, 4, 9 | 2025-06 | Present |
| Martin Leland Wong 黃崇真 | Rep 1, 4, 9 | 2023-11 | Present |
| Yi Yuan Bobo Yu 余亦媛 | Rep 1 | 2016-02 | Present |
| Charles Tsung King Yuen 袁崇敬 | Rep 1, 2, 4, 5, 9 | 2019-02 | Present |
| Jingyue Zheng 鄭京粤 | Rep 1, 2, 4, 9 | 2025-04 | Present |
| Jiaming Luo 羅家鳴 | Rep 1, 2 | 2025-05 | 2026-06 |
| Nicholas Chi Chung Cheung 張智聰 | Rep 1, 2, 4, 5, 9 | 2024-10 | 2026-03 |
| Linzi Xiao 肖林子 | Rep 1, 4, 9 | 2024-06 | 2026-01 |
| Winkins Wai Kit Chan 陳偉傑 | Rep 1, 2, 9 | 2025-06 | 2025-12 |
| Cheuk Fung Tsang 曾卓鋒 | Rep 1, 2, 4, 9 | 2014-10 | 2025-10 |
| Wai Fong Tang Lam 鄧林惠芳 | Rep 1, 4, 9 | 2019-05 | 2025-04 |
| Chak Yin Chan 陳澤賢 | Rep 1, 2 | 2014-11 | 2025-02 |
| Wing Fai Tse 謝榮輝 | RO 1, 2, 4, 5, 9 Rep 1, 2 | 2012-03 | 2024-11 |
| Ling Kwan Ngai 魏令君 | Rep 1, 4 | 2008-12 | 2024-05 |
| Man Yan Hui 許文恩 | Rep 1, 4 | 2020-09 | 2024-02 |
| Ka Wah Chan 陳家驊 | RO 1, 2, 4, 5, 9 | 2021-11 | 2024-01 |
| Xingyou Guo 郭星佑 | Rep 1, 2, 4, 9 | 2021-03 | 2023-08 |
| Tak Ki Leung 梁德其 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2022-09 |
| Kwok Leung Yip 葉國樑 | Rep 1, 2 | 2015-04 | 2022-08 |
| Hei Naat Cheng 鄭希鈉 | Rep 1, 2, 4, 5, 9 | 2021-09 | 2022-08 |
| Tsz Kwong Tang 鄧子剛 | Rep 1, 2, 4, 5, 9 | 2015-09 | 2022-07 |
| Chun Lam Lau 劉振琳 | Rep 1, 4, 9 | 2021-04 | 2022-06 |
| Chun Wai Shi 佘俊偉 | Rep 1 | 2021-11 | 2022-04 |
| Kenneth Pak Lin Chow 周伯年 | Rep 1 | 2005-09 | 2022-03 |
| Yat Wa So 蘇日華 | Rep 1, 2, 4, 5, 9 | 2018-05 | 2021-07 |
| Ka Wang Henry Chu 朱家弘 | Rep 9 | 2020-09 | 2021-03 |
| Ho Ming Mak 麥皓明 | Rep 1, 4, 9 | 2020-07 | 2021-02 |
| Wai Fan Mok 莫惠芬 | Rep 1, 4, 9 | 2018-05 | 2020-12 |
| Kavi Ka Wai Wong 黃嘉威 | Rep 1, 4, 9 | 2020-09 | 2020-10 |
| Yiu Fai Loh 陸耀輝 | Rep 1, 2, 4, 5, 9 | 2009-05 | 2019-12 |
| Jiaying Fan 范佳穎 | Rep 1, 2 | 2018-06 | 2019-10 |
| Man Kit Leung 梁文傑 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2019-03 | 2019-07 |
| Kam Wah Cheung 張錦華 | Rep 1 | 2006-04 | 2019-03 |
| Tsz King Chan 陳子勁 | Rep 1 | 2012-04 | 2019-02 |
| Douglas Kim Ho Yu 余劍豪 | RO 1 Rep 9 | 2016-08 | 2019-01 |
| Fabiano Hugues Joseph Mascolo | Rep 1, 9 | 2017-01 | 2018-12 |
| Randy Tsui 徐晞瑜 | Rep 1, 4, 9 | 2016-06 | 2017-11 |
| Clement Yui Cheung Chow 周耀祥 | Rep 1, 4 | 2016-07 | 2017-07 |
| Wai Ming Yuen 阮唯銘 | Rep 1 | 2016-02 | 2017-07 |
| Dapeng Tang 唐大鵬 | Rep 1 | 2016-12 | 2017-06 |
| Ka Yee Chan 陳嘉儀 | Rep 1, 6 | 2003-07 | 2017-04 |
| Pak Chuen Ma 馬伯全 | Rep 1 | 2009-07 | 2017-04 |
| Sean Fang 方頌和 | Rep 1, 4, 9 | 2015-11 | 2017-04 |
| Wing Ho Chan 陳詠豪 | Rep 1, 2, 4, 5 | 2015-04 | 2017-04 |
| Kwong Hoi Au 區光海 | RO 1, 2, 9 | 2010-11 | 2016-05 |
| Chi Yu Jessie Chiu 趙梓如 | Rep 1, 4, 9 | 2014-03 | 2016-05 |
| Chak Kei Ma 馬澤祺 | Rep 1, 2, 4 | 2014-10 | 2016-01 |
| Ho Leung Poon 潘可亮 | RO 1, 2 Rep 1, 2, 9 | 2014-06 | 2015-10 |
| Ho Pan Li 李皓斌 | Rep 1, 2 | 2013-11 | 2015-08 |
| Sihui Li 李思慧 | Rep 1 | 2015-01 | 2015-06 |
| Ka Yiu Leung 梁家耀 | Rep 1 | 2008-03 | 2015-04 |
| Rongqi Chen 陳容琦 | Rep 1, 2 | 2014-04 | 2014-11 |
| Tsan Tuen Chan 陳贊屯 | Rep 1, 2, 9 | 2014-10 | 2014-11 |
| Avis Suen 孫雅蕙 | Rep 1 | 2014-07 | 2014-11 |
| Ming Chun Choi 蔡明竣 | Rep 1, 2 | 2012-11 | 2014-11 |
| Yu Hin Lee 利宇軒 | Rep 1, 2 | 2013-07 | 2014-10 |
| Suet Kwan Hui 許雪君 | Rep 1, 2 | 2012-08 | 2014-10 |
| Ho Man Poon 潘浩文 | RO 1, 6 | Pre-2003 | 2014-05 |
| Chun Keung Lai 賴俊強 | RO 1, 2 Rep 1, 2 | 2011-09 | 2014-04 |
| Xin Wang 王馨 | Rep 2 | 2012-03 | 2013-12 |
| Kwong Lui Chau 鄒光磊 | Rep 1, 2 | 2011-09 | 2013-10 |
| Kwong Wai Lee 李剛瑋 | Rep 1, 2, 4 | 2013-07 | 2013-10 |
| Tik Sang Lau 劉迪生 | Rep 1, 2 | 2012-05 | 2013-09 |
| Jin Zhu 朱瑾 | Rep 1 | 2009-06 | 2013-08 |
| Man Hon Ma 馬文瀚 | Rep 1, 2 | 2011-06 | 2013-06 |
| Gigi Tak Chi Chow 周德芝 | Rep 1 | 2011-07 | 2013-01 |
| Felex Wan Wong Chan 陳運煌 | Rep 1 | 2011-02 | 2012-12 |
| Yin Man Lee 李彥文 | Rep 1, 2 | 2008-06 | 2012-12 |
| Tsz Fung Au Yeung 歐陽子鋒 | Rep 1 | 2008-02 | 2012-12 |
| Francois Sy | Rep 2 | 2011-12 | 2012-09 |
| Yat-Hei Gary Lai 黎逸希 | Rep 1, 2 | 2012-01 | 2012-06 |
| Cheuk Kit Tse 謝卓傑 | Rep 1, 2 | 2011-04 | 2012-05 |
| Suet Kei Fanny Hong 項雪琦 | Rep 1 | 2011-07 | 2012-05 |
| Benedict Hon Yuen Hui 許瀚源 | RO 2 Rep 1, 2 | 2012-02 | 2012-05 |
| Cho Ki Ho 何祖祈 | Rep 1, 2 | 2011-11 | 2012-03 |
| Chau Po Teresa Vazquez Ng 吳秋寶 | Rep 1 | 2011-06 | 2012-02 |
| Sai Kwong Liu 廖世光 | RO 1 Rep 1 | 2004-10 | 2011-12 |
| Nelson Yue Shing Tsoi 蔡如星 | Rep 1 | 2008-10 | 2011-11 |
Showing 1–100 of 138
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