LIM Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LIM Advisors Limited, CE reference ACT697. Currently licensed for regulated activity type(s) 9. Current licensed staff on file: 5.
Registered address
1901 Ruttonjee House, 11 Duddell Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2022-09-15 |
| Type 5 — Advising on futures contracts | present | 2021-02-17 |
| Type 6 — Advising on corporate finance | present | 2005-02-22 |
Licensed staff (5)
As of
| Name | Activities | Since |
|---|---|---|
| George Williamson Long | RO 9 | Pre-2003 |
| David Colin Maitland Gardner | RO 9 | 2022-08 |
| Katarina Elizabeth Royds | RO 9 | 2023-07 |
| Lok Hing Li 李樂興 | Rep 9 | 2023-06 |
| Ying Kit Tsoi 蔡英傑 | Rep 9 | 2024-05 |
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