Nuveen Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nuveen Hong Kong Limited, CE reference BJH146. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 21.
Registered address
SUITE 2701-05, 27/F, AIA CENTRAL, 1 CONNAUGHT ROAD, CENTRAL
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-06-21 | present |
| Type 4 — Advising on securities | 2017-06-21 | present |
| Type 9 — Asset management | 2019-04-16 | present |
Licensed staff (21)
As of
| Name | Activities | Since |
|---|---|---|
| Jae Ho Chang | RO 1, 4, 9 | 2022-06 |
| Jagdeep Singh Ghuman | RO 9 | 2025-02 |
| Louise Margaret Kavanagh | RO 9 Rep 1, 4 | 2019-04 |
| Chris Cheuk Wah Lau 劉卓樺 | RO 1, 4 | 2024-10 |
| Wai Chung Wong 王瑋中 | RO 1, 4, 9 | 2022-06 |
| Jing (SFC:BQS804) Zhou 周靜 | RO 1, 4 | 2024-04 |
| Mark William Cameron 甘穆仁 | Rep 1, 4 | 2022-10 |
| David Hantang Chan 陳漢唐 | Rep 1, 4 | 2021-11 |
| Linlin Chang 張玲菱 | Rep 1, 4 | 2024-10 |
| Tsz Yan Chow 周芷恩 | Rep 1, 4 | 2022-03 |
| Kwan Pik Charlotte Chu 朱君璧 | Rep 1, 4 | 2025-06 |
| Kai Man Chung 鍾啟文 | Rep 1, 4 | 2022-04 |
| Sin Wai Chung 鍾蒨蔚 | Rep 1, 4 | 2019-04 |
| Shing Hon Hui 許承瀚 | Rep 1, 4 | 2024-02 |
| Bon Soo Koo | Rep 1, 4 | 2024-01 |
| Man Sin Kwok 郭文倩 | Rep 1, 4 | 2021-07 |
| Carol Wan Yeung Lam 林韻洋 | Rep 1, 4 | 2022-08 |
| Wing Shuen Lam 林泳鏇 | Rep 1, 4 | 2024-10 |
| Georgette Chi Wai Lee-Tong 唐李之慧 | Rep 1, 4 | 2019-12 |
| Lok Yi Tang 鄧樂宜 | Rep 1, 4 | 2023-07 |
| Xiao (SFC:BGV484) Wang 王笑 | Rep 1, 4 | 2024-07 |
Showing 1–21 of 21