CTBC Asia Limited
中國信託綜合證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CTBC Asia Limited (中國信託綜合證券(香港)有限公司), CE reference AJF262. Currently licensed for regulated activity type(s) 1, 4, 6, 9. Current licensed staff on file: 14.
Registered address
Suite 2809, 28/F, Two International Finance Centre, 8 Finance Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2004-01-14 | present |
| Type 4 — Advising on securities | 2004-10-04 | present |
| Type 6 — Advising on corporate finance | 2004-08-19 | present |
| Type 9 — Asset management | 2004-01-14 | present |
Licensed staff (14)
As of
| Name | Activities | Since |
|---|---|---|
| Wei-Chih Cheng 鄭偉智 | RO 1, 4, 9 | 2016-04 |
| Shi Chung Chou 周世昌 | RO 1, 6 | 2004-08 |
| Tsao Lung Lai 賴朝隆 | RO 1, 4, 9 | 2022-09 |
| Hao Wei Lin 林豪威 | RO 9 | 2024-08 |
| Chun-Hsien Yen 顏君憲 | RO 1, 4, 9 | 2018-05 |
| Matthew Shu Shun Yip 葉樹信 | RO 1, 4 Rep 9 | 2022-06 |
| Chi Zhang 張馳 | RO 6 | 2024-05 |
| Sz Ing Chen 陳思穎 | Rep 1, 4 | 2025-08 |
| Tien Yu Chen 陳天宇 | Rep 1, 4 | 2025-06 |
| Hsiu Shuo Liu 劉修碩 | Rep 1, 4 | 2025-06 |
| Tsai Yun Wang 王彩雲 | Rep 1, 4 | 2021-08 |
| Jr-Kai Yang 楊之凱 | Rep 1, 4, 9 | 2023-01 |
| Zexia Yang 杨泽夏 | Rep 1, 9 | 2026-02 |
| Mingcong Zhang 张明聪 | Rep 1, 4, 9 | 2025-11 |
Showing 1–14 of 14