Tullett Prebon (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tullett Prebon (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AVD462. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 7 - Providing automated trading services. Current licensed staff on file: 14 (total recorded over time: 105). Earliest licence on file: 2010-08-26.
Registered address
21/F, One Hennessy, No. 1 Hennessy Road
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-08-26 | present |
| Type 2 - Dealing in futures contracts | 2010-08-26 | present |
| Type 7 - Providing automated trading services | 2014-06-09 | present |
Licensed staff (all-time) (105)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ian Clement Brown | RO 1, 2, 7 Rep 1, 2 | 2010-10 | 2019-12 |
| Peter Cheung Cheung 張祥 | RO 1, 7 Rep 1 | 2012-08 | Present |
| Andrew Mark Gordon Corner | RO 1, 7 Rep 1, 7 | 2015-07 | 2018-11 |
| Andrew Keith Evans | RO 1, 2, 7 | 2022-09 | 2024-01 |
| Vianney Eric Guegan | RO 1, 2 Rep 1, 2 | 2018-01 | 2023-06 |
| Jean Christophe Heidelberg | RO 1, 2, 7 | 2020-01 | 2020-11 |
| Gavin John Herrmann | RO 1, 2, 7 | 2024-01 | Present |
| Murray Edward James Holdgate | RO 1, 2, 7 Rep 1, 2 | 2010-09 | 2017-04 |
| Alexander Jo Hudson | RO 1, 7 Rep 1, 7 | 2019-03 | 2023-06 |
| Amine Khelifi | RO 1, 2, 7 | 2010-08 | 2017-06 |
| Vanessa Ko 高煒瑩 | RO 7 Rep 1 | 2019-03 | Present |
| Jin Kyung Lee 李真卿 | RO 1, 2 Rep 1, 2 | 2011-10 | 2021-07 |
| Patrick Nicholas Maloney | RO 1, 2 | 2010-08 | 2011-08 |
| Vatche Vartan Mundigian | RO 1, 7 Rep 1, 7 | 2015-07 | 2018-11 |
| James Campbell Oliver | RO 1, 2, 7 Rep 1, 2 | 2015-11 | 2017-02 |
| Jamie Orton | RO 1, 7 Rep 1, 7 | 2015-07 | 2025-12 |
| Suneil Pal | RO 1, 7 Rep 1, 7 | 2019-08 | 2020-04 |
| Dimitri Philippides | RO 1, 2 Rep 1, 2 | 2018-01 | Present |
| Arnaud Bernard Fabrice Noel Poix | RO 1, 2, 7 | 2021-01 | 2022-06 |
| Simon John Prest | RO 1, 7 Rep 1, 7 | 2025-11 | Present |
| Stephen Mark Smith | RO 1, 7 Rep 1, 7 | 2019-03 | 2023-05 |
| Craig Thomas Totton | RO 1, 2, 7 | 2010-08 | 2014-09 |
| Pascal Valansot | RO 1, 2 Rep 1, 2 | 2012-06 | 2025-05 |
| Ashley Paul Jeffery James Walsh | RO 1, 2 | 2017-08 | 2017-11 |
| Dendi Anton | Rep 1, 7 | 2020-11 | 2023-02 |
| Nicholas Stephen Ashby | Rep 1, 7 | 2021-01 | 2021-03 |
| Joseph William Barry | Rep 1, 7 | 2017-07 | 2020-11 |
| Chiraz Berkane Lavaud | Rep 1, 2 | 2012-10 | 2017-01 |
| Jordan Lawrence Betts | Rep 1, 7 | 2025-04 | Present |
| Wei Jen Bi 畢惟幀 | Rep 1, 2, 7 | 2025-01 | 2025-06 |
| Shixin Cai 蔡時欣 | Rep 1, 2, 7 | 2018-02 | 2018-07 |
| Andrew Rowntree Calvert | Rep 1 | 2012-02 | 2014-01 |
| Regina Ming Ming Chan 陳明明 | Rep 1 | 2012-09 | Present |
| Ricky Chan 陳立基 | Rep 1, 2 | 2011-10 | 2012-11 |
| Jiawei (SFC:BPF984) Chen 陈嘉炜 | Rep 1, 7 | 2019-12 | 2020-12 |
| Aaron Yik Hei Cheung 張亦希 | Rep 1, 2 | 2010-11 | 2014-04 |
| Ellen Ngar Yan Cheung 張雅茵 | Rep 1, 2 | 2018-01 | 2023-06 |
| Hoi Tsun Kevin Cheung 張凱竣 | Rep 1, 7 | 2023-03 | Present |
| Philip Guy Chew | Rep 1 | 2012-08 | 2012-10 |
| Rodolphe Francois Chilewicz | Rep 1, 2 | 2010-10 | 2017-06 |
| Timothy John Chillington | Rep 1 | 2012-05 | 2015-10 |
| Hye Jung Cho | Rep 1, 2 | 2018-01 | 2020-07 |
| Wan Cho 趙完 | Rep 1, 2 | 2011-03 | 2022-02 |
| Kai Man Choy 蔡啟民 | Rep 1, 7 | 2023-03 | Present |
| Jin Gon Chung | Rep 1, 2 | 2013-04 | 2014-05 |
| Jerome de la Cruz Cura | Rep 1, 2, 7 | 2015-08 | 2018-11 |
| Mark Nicholas Davidge-Pitts | Rep 1, 2 | 2011-02 | 2017-01 |
| Thibault Marc Delrue | Rep 1, 2 | 2019-01 | 2020-09 |
| Amarinder Singh Dhillon | Rep 1, 2 | 2011-02 | 2012-01 |
| Alexandre Djordjevic | Rep 1, 2 | 2023-06 | 2024-11 |
| Seung Han Doh 陶承漢 | Rep 1, 2 | 2010-10 | 2011-03 |
| Sylvain Georges Maurice Dubail | Rep 1, 2 | 2010-12 | 2011-02 |
| Daniel Peter Evans | Rep 1 | 2014-02 | 2017-01 |
| Ghazi Faidi | Rep 1, 2 | 2018-01 | 2022-01 |
| Winnie Wing Yan Fan 樊詠恩 | Rep 1 | 2011-11 | 2013-10 |
| Nezha Marc Edward Faucher | Rep 1, 2 | 2011-10 | 2013-11 |
| Gary Do Ming Fok 霍道明 | Rep 1, 7 | 2015-12 | 2018-11 |
| Matthew Four | Rep 1, 7 | 2015-07 | Present |
| Wenli Gao | Rep 1, 7 | 2023-06 | 2023-10 |
| Adrien Marie Gregoire Geliot | Rep 1 | 2012-07 | 2015-01 |
| Yann Halleguen | Rep 1, 2 | 2010-12 | 2022-02 |
| Shehzad Sikander Hassam | Rep 1, 2 | 2012-11 | 2014-06 |
| John Marshall Hinge | Rep 1, 2 | 2012-04 | 2013-07 |
| Mitchell Leslie Holloway | Rep 1, 2 | 2016-01 | 2017-05 |
| James Clifford Hugh 丘志雄 | Rep 1, 2 | 2012-03 | 2014-09 |
| Mia Francesca Bautista Ibarra | Rep 1, 2, 7 | 2019-06 | 2025-05 |
| Yongwook Joo 朱勇昱 | Rep 1, 2 | 2016-02 | 2017-02 |
| Robert James Kelly | Rep 1, 7 | 2019-03 | Present |
| Garrett Tristan Arnaldo Kho | Rep 1 | 2017-04 | 2018-10 |
| Yat Cheong Joseph Kiang 姜日昌 | Rep 1, 2 | 2010-09 | 2012-01 |
| Haejin Kim | Rep 1, 2 | 2023-11 | 2025-02 |
| John Andrew Kirley | Rep 1, 2 | 2013-01 | 2014-08 |
| Chun Wai (SFC:BUK342) Lau 劉俊瑋 | Rep 1, 2, 7 | 2023-12 | 2024-01 |
| Chaeeun Lee | Rep 1, 2 | 2015-05 | 2015-08 |
| Jeff Man Wui Lee 李民匯 | Rep 1, 2 | 2012-06 | 2014-03 |
| Mabel (SFC:ARU038) Lee 李美寶 | Rep 1, 2 | 2013-10 | 2014-02 |
| Chun Chuen Leung 梁真銓 | Rep 1, 2 | 2010-10 | 2012-08 |
| Terrance Scott Leung 梁永業 | Rep 1, 2 | 2016-08 | 2017-05 |
| Tsz Sum Leung 梁梓森 | Rep 1, 7 | 2021-12 | 2022-05 |
| Calvin Mak 麥樹威 | Rep 1 | 2011-11 | 2022-07 |
| Mehdi Mechouk | Rep 1, 2 | 2020-05 | 2024-10 |
| Harshad Satish Mehta | Rep 1, 2 | 2021-07 | 2022-08 |
| Rishi Mishra 米肇鋒 | Rep 1, 7 | 2021-02 | 2022-04 |
| Ming Wai Ng 吳銘偉 | Rep 1, 2 | 2022-09 | 2022-09 |
| Robert Kenneth Nicholson | Rep 1, 7 | 2015-07 | 2018-11 |
| Marina Miyuki Ogata | Rep 1, 2 | 2012-02 | 2012-10 |
| Ryuta Okano | Rep 1, 2 | 2018-06 | 2018-10 |
| Alwin Orr 柯百聰 | Rep 1, 2 | 2011-03 | 2021-04 |
| Tse King Poon 潘子敬 | Rep 1, 2 | 2011-01 | 2013-12 |
| Tarit Registrar | Rep 1, 7 | 2019-07 | 2025-06 |
| Scott Reinhard Hendrik Reinert | Rep 1, 2 | 2025-05 | Present |
| William John Reyle IV | Rep 1, 2 | 2012-11 | 2015-06 |
| Benjamin III Puzon Salonga 施樂家 | Rep 1, 2, 7 | 2015-08 | Present |
| Neil Clive Shonhard | Rep 1, 2 | 2012-01 | 2017-03 |
| Seung Jin Sim 沈承辰 | Rep 1, 2, 7 | 2015-09 | 2018-11 |
| Chor Yan Tai 戴楚殷 | Rep 1, 2 | 2022-03 | 2023-05 |
| Stuart Andrew Taylor | Rep 1, 2 | 2011-09 | 2015-02 |
| Octavien Gabriel Veres | Rep 1, 2 | 2023-04 | 2024-12 |
| Thomas Xavier Vitiello | Rep 1, 2 | 2018-01 | 2022-01 |
| Xing da Wang 王興達 | Rep 1, 7 | 2019-12 | 2020-11 |
Showing 1–100 of 105
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