MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for MUFG Securities Asia Limited (三菱日聯證券亞洲有限公司), CE reference AAA889. Currently licensed for regulated activity type(s) 1, 2, 4, 6. Current licensed staff on file: 82.
Registered address
9F AIA Central, 1 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-12-31 | present |
| Type 2 — Dealing in futures contracts | 2010-12-31 | present |
| Type 4 — Advising on securities | 2010-12-31 | present |
| Type 6 — Advising on corporate finance | 2010-12-31 | present |
| Type 1 — Dealing in securities | present | 2010-12-30 |
| Type 4 — Advising on securities | present | 2010-12-30 |
| Type 6 — Advising on corporate finance | present | 2010-12-30 |
| Type 9 — Asset management | present | 2009-04-29 |
Licensed staff (82)
As of
| Name | Activities | Since |
|---|---|---|
| Neil Robert Arrowsmith | RO 1, 6 | 2025-07 |
| Dae Youn Choi 崔大允 | RO 1, 2, 4 | 2025-04 |
| Gyanchand Harlalka | RO 1, 2, 4 | 2025-07 |
| Mark Peter Henderson | RO 1, 2, 4, 6 | 2020-03 |
| Augusto Yuk Shun King 金毓珣 | RO 1, 6 | 2017-11 |
| Chenn Siong Ooi | RO 1, 6 | 2020-09 |
| Shailesh Venkatraman | RO 1, 6 | 2025-06 |
| Hiroshi Wakizaki 脇崎浩 | RO 2 Rep 1 | 2022-09 |
| Seng Ghee Yeoh 楊誠義 | RO 1, 4 Rep 2 | 2022-07 |
| Evren Cakirahmetoglu | Rep 1, 2 | 2024-08 |
| Matthew Ben Carr | Rep 1, 6 | 2014-08 |
| Lok Ho Jonathan Chan 陳樂濠 | Rep 1, 6 | 2021-05 |
| Yat Man Chan 陳逸文 | Rep 1, 6 | 2017-07 |
| Yue Yan (SFC:BUT974) Chan 陳譽仁 | Rep 1, 4 | 2025-08 |
| Mei-Lin Chang 張美玲 | Rep 1 | 2018-11 |
| Chen (SFC:BSJ289) Chen 陳辰 | Rep 1, 6 | 2022-05 |
| Wilson Yee Shun Cheung 張以信 | Rep 1, 4 | 2025-08 |
| Sheung Wing Choi 蔡尚榮 | Rep 1, 6 | 2017-07 |
| Yung Woo Choi | Rep 1, 6 | 2016-04 |
| Trinston Pai Yik Chooi 崔百毅 | Rep 1, 6 | 2022-07 |
| Yuk Yin Barnabas Chung 鍾育延 | Rep 1, 2 | 2023-07 |
| Minzhuo Dong 董敏卓 | Rep 1 | 2021-03 |
| Ruth Nicole Ferris | Rep 1, 2 | 2025-06 |
| Fiona Amanda Emese Gaal | Rep 1, 6 | 2025-05 |
| Anna Germanos | Rep 1, 6 | 2022-12 |
| Candace Hahm | Rep 1, 6 | 2016-06 |
| Michael David Hobby | Rep 1, 6 | 2026-02 |
| Joseph Zi Jun Ip 葉子儁 | Rep 1, 2 | 2024-12 |
| Yiwei Jiao 焦弋惟 | Rep 1, 6 | 2021-08 |
| Maximilian Shotaro Kaga | Rep 1, 6 | 2022-05 |
| William Kaing | Rep 1, 6 | 2024-04 |
| Takayuki Kanno | Rep 1, 2 | 2024-02 |
| Geonho Kim | Rep 1, 6 | 2024-10 |
| Vincent Taeho Kim | Rep 1 | 2022-03 |
| Georgina Chuek-Lum King | Rep 1, 2 | 2025-02 |
| Tsz Leung Lam 林子良 | Rep 1, 4 | 2025-10 |
| Lok Yin Law 羅樂妍 | Rep 1, 2 | 2024-07 |
| Ching Yam Lee 李正音 | Rep 1, 4 | 2025-06 |
| Ka Ki Gary Lee 李家騏 | Rep 1, 6 | 2021-01 |
| Khang Sek Lee | Rep 4 | 2024-08 |
| Wai Yin (SFC:AYW252) Lee 李偉賢 | Rep 1 | 2021-08 |
| Lin (SFC:AVD808) Li 李琳 | Rep 4 | 2021-03 |
| Wanting Li 李晚婷 | Rep 1, 4 | 2025-08 |
| Yen-Cheng Li 黎彥成 | Rep 1, 2 | 2024-07 |
| Wayne Sze Meng Lim 林思民 | Rep 1, 6 | 2024-04 |
| Wei Han Lim | Rep 1 | 2018-11 |
| Yixuan Liu 刘一萱 | Rep 1, 2 | 2025-02 |
| Klemens Loeffler | Rep 1 | 2025-10 |
| Chern Yang Ian Loke 陆振扬 | Rep 1, 6 | 2023-06 |
| Saifeng Mao 茅賽峰 | Rep 1, 6 | 2026-02 |
| William John Mayhew 梅卓立 | Rep 1, 4 | 2022-01 |
| Dorian Kerim Meric | Rep 1 | 2025-10 |
| Yong Jie Ng 黄永杰 | Rep 1, 6 | 2024-01 |
| Jinwoo Oh | Rep 1, 2 | 2026-01 |
| Anthony Tsz Lai Poon | Rep 1, 6 | 2024-01 |
| Timothy James Prowse | Rep 1, 2 | 2023-06 |
| Kaustav Ray | Rep 1 | 2026-03 |
| Shyam Saraf | Rep 1, 6 | 2018-11 |
| Shivam Shekhar | Rep 1, 6 | 2022-10 |
| Liting Su 蘇李婷 | Rep 1 | 2020-03 |
| Yu Sui 隋雨 | Rep 1, 4 | 2025-08 |
| Samuel Yi Loong Tan 陈仪龙 | Rep 1, 6 | 2026-01 |
| Lai Woon Tang 鄧麗垣 | Rep 1, 4 | 2025-08 |
| Qian (SFC:BHZ255) Wang 汪倩 | Rep 1, 6 | 2020-10 |
| Ting Chiang Wang 王鼎強 | Rep 1, 4 | 2025-09 |
| Zhuoer (SFC:BTO644) Wang 王卓尔 | Rep 1, 2 | 2023-03 |
| Chon Hou Wong 黃俊豪 | Rep 1, 4 | 2026-02 |
| Irene Hau Ying Wong 黃巧瑩 | Rep 1 | 2014-11 |
| Ka Ki Wong 黃嘉琪 | Rep 1, 4 | 2025-08 |
| Ka Man (SFC:BAB806) Wong 黃嘉敏 | Rep 1, 6 | 2025-01 |
| Pui Ying Smona Wong 黃沛盈 | Rep 1, 4 | 2021-12 |
| Sam Chi Tung Wong 黄志東 | Rep 1, 4 | 2025-08 |
| Wai Wah Wong 黃慧華 | Rep 1, 4, 6 | 2015-05 |
| Jun Xiong 熊俊 | Rep 1, 6 | 2019-06 |
| Naoki Yamamoto | Rep 1, 2 | 2024-08 |
| Terri Huixian Yeo | Rep 1, 6 | 2023-08 |
| Yih Peng Yeo 杨誉鹏 | Rep 1, 6 | 2025-05 |
| Edwin Chun Yue Yeung 楊鎮宇 | Rep 1 | 2026-03 |
| Yanming Yu 喻彥銘 | Rep 1 | 2017-08 |
| Pui Shan Theresa Yuen 阮珮珊 | Rep 1, 4 | 2025-08 |
| Ye Zhao 趙曄 | Rep 1, 4, 6 | 2015-02 |
| Long Zhou 周隆 | Rep 1, 6 | 2019-05 |
Showing 1–82 of 82