MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for MUFG Securities Asia Limited (三菱日聯證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAA889. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance. Current licensed staff on file: 84 (total recorded over time: 402). Earliest licence on file: 2010-12-31.
Registered address
9F AIA Central, 1 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-12-31 | present |
| Type 2 - Dealing in futures contracts | 2010-12-31 | present |
| Type 4 - Advising on securities | 2010-12-31 | present |
| Type 6 - Advising on corporate finance | 2010-12-31 | present |
| Type 1 - Dealing in securities | present | 2010-12-30 |
| Type 4 - Advising on securities | present | 2010-12-30 |
| Type 6 - Advising on corporate finance | present | 2010-12-30 |
| Type 9 - Asset management | present | 2009-04-29 |
Licensed staff (all-time) (402)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Neil Robert Arrowsmith | RO 1, 6 Rep 1, 6 | 2012-06 | Present |
| Samir Atassi | RO 1, 2, 4 Rep 1, 2, 4 | 2018-08 | 2019-12 |
| Miroslav Misha Boudny | RO 1 Rep 1, 2 | 2010-12 | 2020-03 |
| Joseph Cho Yam Chang 張祖蔭 | RO 1 Rep 4, 6 | 2010-12 | 2011-04 |
| Paul Kwok Kin Cheng 鄭國乾 | RO 1, 4, 6 | 2010-12 | 2013-01 |
| Dae Youn Choi 崔大允 | RO 1, 2, 4 | 2025-04 | Present |
| Stephen Diao | RO 6 Rep 1, 6 | 2011-05 | 2014-12 |
| Pierre Ferland | RO 1, 2, 4, 6 Rep 1, 2, 4, 6 | 2018-02 | 2020-12 |
| Teruhisa Fukushima | RO 1 Rep 1 | 2019-04 | 2020-07 |
| Trent Andrew Hagland | RO 1, 2, 4, 6 | 2012-05 | 2016-04 |
| Gyanchand Harlalka | RO 1, 2, 4 | 2025-07 | Present |
| Kenichi Hashimoto 橋本賢一 | RO 1, 4 | 2010-12 | 2012-12 |
| Andrew Robin Alexander Haskins | RO 4 Rep 4 | 2011-04 | 2012-09 |
| Ryosei Hayashi | RO 1, 2, 4 Rep 1, 2, 4 | 2015-06 | 2019-06 |
| Mark Peter Henderson | RO 1, 2, 4, 6 | 2020-03 | Present |
| Kunal Kanodia | RO 1, 2, 4 Rep 1, 2, 4 | 2015-11 | 2022-08 |
| Akira Kato 加藤明 | RO 1 Rep 1 | 2020-11 | 2022-04 |
| Augusto Yuk Shun King 金毓珣 | RO 1, 6 Rep 1, 6 | 2015-10 | Present |
| Jun Kusano 草野潤 | RO 1, 2, 4 Rep 1, 2, 4 | 2016-01 | 2020-03 |
| Andrew Lamont-Brown | RO 1 Rep 2 | 2010-12 | 2013-08 |
| Karen Ka-Wai Lo 盧嘉慧 | RO 1, 4 Rep 1, 2 | 2019-03 | 2025-06 |
| Yusaku Manabe | RO 1, 2, 4, 6 Rep 1, 6 | 2012-09 | 2020-01 |
| Sandeep Singh Mand | RO 1, 2, 4 Rep 1, 2, 4 | 2012-12 | 2015-05 |
| Joji Mita 三田丞次 | RO 1, 4, 6 | 2010-12 | 2012-05 |
| Dong Soo Nam | RO 1, 4 Rep 2 | 2010-12 | 2018-07 |
| Chenn Siong Ooi | RO 1, 6 Rep 1, 6 | 2017-07 | Present |
| Makoto Otake 大竹誠 | RO 1, 2, 4 | 2010-12 | 2016-01 |
| Andrew John Portsmouth-Layton | RO 1, 4 | 2010-12 | 2016-04 |
| Hua Shen 沈華 | RO 1 | 2010-12 | 2011-03 |
| Tatsuyoshi Shinohara 篠原達芳 | RO 4 | 2010-12 | 2011-11 |
| Yasutaka Suehiro | RO 1, 2, 4, 6 Rep 1, 2, 4, 6 | 2016-03 | 2018-05 |
| Katsuhiro Sumii | RO 1, 4 Rep 1, 4 | 2022-06 | 2025-05 |
| Hideki Suruga | RO 1, 2, 4, 6 | 2010-12 | 2012-06 |
| Andrew Chung Lam Tsang 曾忠林 | RO 6 Rep 1 | 2010-12 | 2011-04 |
| Shailesh Venkatraman | RO 1, 6 Rep 1, 6 | 2020-10 | Present |
| Hiroshi Wakizaki 脇崎浩 | RO 2 Rep 1, 2, 4 | 2013-08 | Present |
| Peter John Wells | RO 1, 2, 4 Rep 1, 2, 4 | 2012-05 | 2015-03 |
| Tamotsu Yasuda | RO 1, 4 | 2010-12 | 2011-02 |
| Seng Ghee Yeoh 楊誠義 | RO 1, 4 Rep 1, 2 | 2014-08 | Present |
| Harry Koon Ying Yu 余冠英 | RO 1, 4, 6 | 2010-12 | 2011-04 |
| Stuart Michael Allan | Rep 1 | 2016-07 | 2020-03 |
| Toshiyuki Anegawa 姉川俊幸 | Rep 1 | 2018-05 | 2020-06 |
| Katsumi Arai | Rep 1 | 2018-04 | 2020-06 |
| Masato Araki | Rep 1 | 2018-06 | 2020-06 |
| Tetsuo Araki | Rep 1 | 2011-01 | 2012-02 |
| Michael Charles Backwell | Rep 1 | 2019-08 | 2022-11 |
| Cullen James Barrett | Rep 1 | 2025-01 | 2025-05 |
| Remi Jacques Beaubrun | Rep 1, 2 | 2024-10 | 2024-11 |
| James Patrick Becchetti | Rep 1, 2 | 2017-11 | 2019-04 |
| Li-Ann Bogensperger | Rep 1 | 2025-10 | 2025-10 |
| Christopher Michael Booth | Rep 1, 6 | 2014-09 | 2018-08 |
| Andreas Bruckner | Rep 1 | 2011-01 | 2011-07 |
| Malcolm Bunn | Rep 1 | 2011-01 | 2015-12 |
| Darren Lester Burns | Rep 1, 2, 4 | 2013-08 | 2024-09 |
| Luke William Byrne | Rep 1 | 2010-12 | 2011-07 |
| Zheng Cai 蔡正 | Rep 1, 2, 4 | 2016-10 | 2019-12 |
| Evren Cakirahmetoglu | Rep 1, 2 | 2024-08 | Present |
| Harriet Elisabeth Campbell | Rep 1, 6 | 2023-08 | 2023-11 |
| Louise Suzanne Francoise Caprani | Rep 1, 2 | 2024-09 | 2024-10 |
| Matthew Ben Carr | Rep 1, 6 | 2014-08 | Present |
| Amanda Denise Yiying Chan | Rep 1, 6 | 2018-08 | 2022-06 |
| Chester Chi-To Chan 陳志滔 | Rep 1 | 2012-08 | 2015-04 |
| Jody Kit Yee Chan 陳潔儀 | Rep 1 | 2010-12 | 2023-10 |
| Lok Ho Jonathan Chan 陳樂濠 | Rep 1, 6 | 2021-05 | Present |
| Mang Kiu Chan 陳漫橋 | Rep 1, 6 | 2012-03 | 2012-05 |
| Yat Man Chan 陳逸文 | Rep 1, 6 | 2017-07 | Present |
| Yue Yan (SFC:BUT974) Chan 陳譽仁 | Rep 1, 4 | 2024-04 | Present |
| Mei-Lin Chang 張美玲 | Rep 1 | 2018-11 | 2026-05 |
| Ching Fung Jimmy Char 車靖峰 | Rep 1, 6 | 2017-06 | 2021-06 |
| Chen (SFC:BSJ289) Chen 陳辰 | Rep 1, 6 | 2022-05 | Present |
| Jie (SFC:BFX830) Chen 陳洁 | Rep 1, 4, 6 | 2015-08 | 2015-09 |
| An-Chi Chen-Tanner | Rep 1, 6 | 2015-10 | 2016-01 |
| Hin Ni Cheung 張憲妮 | Rep 1, 6 | 2017-07 | 2018-05 |
| Wilson Yee Shun Cheung 張以信 | Rep 1, 4 | 2018-09 | Present |
| Lai Tim Chiu 趙麗甜 | Rep 1 | 2018-09 | 2022-08 |
| Bonnie Choy Shan Choi 蔡采珊 | Rep 1, 6 | 2026-05 | Present |
| Cheol Ho Choi | Rep 1, 2, 4 | 2015-06 | 2017-06 |
| Chung Long Choi 蔡頌朗 | Rep 1, 6 | 2026-04 | Present |
| Lai Ling Choi 徐麗齡 | Rep 1 | 2011-06 | 2011-12 |
| Sheung Wing Choi 蔡尚榮 | Rep 1, 6 | 2017-07 | Present |
| Yung Woo Choi | Rep 1, 6 | 2016-04 | Present |
| Zhi Xun Isaac Chong | Rep 1, 6 | 2022-08 | 2024-04 |
| Trinston Pai Yik Chooi 崔百毅 | Rep 1, 6 | 2022-07 | Present |
| Oscar Chow | Rep 4 | 2011-01 | 2015-05 |
| Wing Nga Alison Chow 周穎雅 | Rep 1 | 2018-09 | 2019-02 |
| Chun-Ju Chu 朱俊如 | Rep 1 | 2011-10 | 2012-08 |
| Jesus Jr. Go Chua | Rep 1 | 2011-06 | 2016-07 |
| Si Ming Gordon Chua | Rep 1 | 2019-10 | 2020-09 |
| Tak Ki Dicky Chung 鍾德祺 | Rep 1 | 2015-10 | 2016-11 |
| Yuk Yin Barnabas Chung 鍾育延 | Rep 1, 2 | 2022-11 | Present |
| Jiyann Naveed Daemi-Mokhlesi | Rep 1, 6 | 2011-07 | 2015-01 |
| Thomas Vincent Delaney | Rep 1 | 2026-01 | 2026-01 |
| Meghna Kiran Desai | Rep 1 | 2011-09 | 2014-03 |
| Milan Devkota | Rep 1 | 2012-02 | 2016-07 |
| Stephen Dipsellas | Rep 1, 6 | 2018-11 | 2025-08 |
| Minzhuo Dong 董敏卓 | Rep 1 | 2021-03 | Present |
| Hong Duan 段宏 | Rep 1 | 2010-12 | 2012-03 |
| Christopher John Edkins | Rep 1 | 2023-06 | 2023-06 |
| Amal El Hage Sleiman | Rep 1, 2 | 2024-09 | 2024-12 |
| Joshua Webb Evans | Rep 1 | 2011-08 | 2015-11 |
Showing 1–100 of 402
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