GFI (HK) Securities L.L.C.

CE No. ADS246 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GFI (HK) Securities L.L.C., a Hong Kong-based licensed corporation with CE reference ADS246. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 7 - Providing automated trading services. Current licensed staff on file: 23 (total recorded over time: 187). Earliest licence on file: 2007-06-18.

Registered address

Suite 3001-07, 30th Floor, AIA Central, 1 Connaught Road Centra, Central

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 2 - Dealing in futures contracts	2017-07-31	present
Type 7 - Providing automated trading services	2007-06-18	present
Type 4 - Advising on securities	present	2005-02-21
Type 6 - Advising on corporate finance	present	2005-02-21
Type 9 - Asset management	present	2005-02-21

Licensed staff (all-time) (187)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
Derrick Anthony Constantino Aquino	RO 1, 7 Rep 1, 7	2006-06	2018-06
Cedric Alain Nicolas Marie Augias	RO 1, 2 Rep 1, 2, 7	2020-07	2023-07
Mark John Bavis	RO 1, 7 Rep 1, 7	2006-03	2018-01
David John Bradford	RO 1, 7 Rep 1, 7	2004-11	2021-10
Simon Devereux Clement Harman	RO 2	2017-07	2017-08
Peter John Hine	RO 1 Rep 1, 4, 6, 9	Pre-2003	2005-09
Amine Khelifi	RO 1, 2, 7 Rep 1, 2, 7	2017-09	Present
Dominic Learey	RO 2 Rep 1, 7	2017-07	Present
Benny King Sang Luk 陸景生	RO 1, 7	2021-09	2022-08
Timothy Charles Mallott	RO 1, 2, 7	2022-11	Present
Timothy Charles Mariano	RO 1, 7 Rep 1, 4, 6, 9	Pre-2003	2019-05
Thanh Cao Nguyen	RO 1, 7 Rep 1	2008-11	2010-05
Robert Kenneth Nicholson	RO 1, 7 Rep 1, 7	2012-02	Present
Simon John Prest	RO 1, 2, 7	2017-07	2018-06
Robert Roy Charles Simpson	RO 1, 7 Rep 1, 7	2005-03	2008-07
Stuart Andrew Taylor	RO 1, 2 Rep 1, 2, 7	2021-04	Present
Ashley Paul Jeffery James Walsh	RO 1, 2, 7 Rep 1, 2, 7	2018-08	Present
Shenxiong Zhou 周申雄	RO 1, 7 Rep 7	2018-02	2025-10
Syed Shaaz Ahmed	Rep 1, 7	2011-02	2011-04
Joseph Arthur-Dick	Rep 1, 7	2018-01	2021-05
Nicholas Stephen Ashby	Rep 1, 7	2016-09	2019-05
Yohann Victor Azout	Rep 1, 7	2013-11	2015-08
Nasser Bellahcene	Rep 1, 7	2010-07	2011-05
Chiraz Berkane Lavaud	Rep 1, 2, 7	2020-04	2026-03
Luke Andre Bollerman	Rep 1	2008-07	2009-07
Thomas Pierre Bombardieri	Rep 1, 2, 7	2021-06	2021-12
Ian Clement Brown	Rep 1	2009-02	2010-07
Luigi Raphael Bruno	Rep 1, 7	2010-06	2011-01
Ivan Bukharov	Rep 1, 7	2012-07	2014-05
Lee John Callaghan	Rep 1, 7	2012-12	2013-08
Allan John Castagne	Rep 1, 7	2009-07	2012-07
Jamel Charni	Rep 1, 7	2013-11	2015-11
Chung Yin Cheung 張仲言	Rep 1, 2, 7	2020-04	2022-10
Ellen Ngar Yan Cheung 張雅茵	Rep 1	2008-05	2011-05
Hoi Tsun Kevin Cheung 張凱竣	Rep 1, 7	2018-01	2022-09
Yan Kit Ken Cheung 張仁杰	Rep 1, 7	2020-11	2024-08
Philip Guy Chew	Rep 1	2004-12	2008-07
Rodolphe Francois Chilewicz	Rep 1, 2, 7	2017-09	2020-03
Timothy John Chillington	Rep 1, 7	2009-06	2012-05
Yunhee Cho 趙胤熙	Rep 1, 2, 7	2018-02	2025-03
Kai Man Choy 蔡啟民	Rep 1, 7	2018-01	2022-09
Yin Nga Choy 蔡燕雅	Rep 1, 2, 7	2022-08	2026-05
Pei Feng Chua 蔡佩芬	Rep 1, 7	2009-03	2018-01
Manish Ashok Chugani	Rep 1, 7	2013-10	2014-03
Davis Gerrard Colgan	Rep 1	2011-08	2011-11
Martin Trevor Conneely	Rep 1, 7	2014-03	2014-10
Mark John Connolly	Rep 1, 7	2025-06	Present
Michael James Cooney	Rep 1	2006-03	2006-10
Andrew Mark Gordon Corner	Rep 1, 7	2013-07	2015-02
Tom Creedon	Rep 1, 7	2015-12	2017-03
Gregory Crommen	Rep 1, 7	2010-12	2012-07
Mark Jonathon Crook	Rep 1, 7	2015-03	2024-08
Robert Emmit Crossan	Rep 1, 4, 6, 9	Pre-2003	2003-06
Jerome de la Cruz Cura	Rep 1, 7	2025-06	Present
Olivier Marie Stephane de Bourayne	Rep 1, 7	2011-08	2012-01
Florian Sebran Francois Jacques Marie de Chabot	Rep 1, 2, 7	2024-02	2024-10
Virginie Emilie Didier	Rep 1	2009-06	2010-09
Michael Roger Doering	Rep 1, 7	2023-10	2025-06
Victoire Anne Francine Dupont-Vecchierini	Rep 1, 2, 7	2024-07	2024-12
Gary Do Ming Fok 霍道明	Rep 1, 7	2025-06	Present
Matthew Four	Rep 1, 7	2011-05	2015-02
Daisuke Fujita	Rep 1, 7	2012-08	2013-03
Ching Yu Fung 馮程宇	Rep 1, 7	2011-03	2018-01
Kin Leung Fung 馮健樑	Rep 1	2007-09	2008-05
Wilson Kee-Hang Fung 馮紀恆	Rep 1, 7	2010-05	2010-10
Jeremie Gougenheim	Rep 1	2007-09	2012-01
Ryan McCracken Grimes	Rep 1, 7	2007-11	2011-05
Victor Marie Alain Stanislas Gueneau	Rep 1, 2, 7	2022-06	2026-05
Pierre Alexandre Tudor Gueneron	Rep 1, 2	2025-11	Present
Gregory Benjamin Guenoun	Rep 1, 7	2013-10	2014-11
Yohan Victor Haim Guetta	Rep 1, 7	2011-04	2012-01
Mathieu Guillo	Rep 1, 7	2009-02	2012-09
Eve Alice Haddad	Rep 1, 2, 7	2020-05	2024-10
Jon Hall	Rep 1	2005-03	2007-08
Yann Halleguen	Rep 1, 2, 7	2022-06	2025-10
Brady Seth Halper	Rep 1, 4, 6, 9	Pre-2003	2004-09
Shehzad Sikander Hassam	Rep 1, 7	2014-12	2015-03
Kevin Hearne	Rep 1, 7	2016-03	2022-10
Victoria Margaret Nahathai Hill	Rep 1, 2, 7	2020-11	2021-12
Dai Hino	Rep 1, 2, 7	2019-12	2021-01
Qiuting Huang 黃秋婷	Rep 1, 7	2014-09	2018-01
Shiyi Huang 黃詩倚	Rep 1, 7	2015-01	2018-01
Glyn John Hughes	Rep 1, 7	2018-01	2021-07
Andrew Jon Hyams	Rep 1, 7	2008-09	2017-09
Gary Mark Jessop	Rep 1	2009-01	2011-11
Chunmei Jiao 焦春梅	Rep 1, 7	2024-01	2025-07
Gyong Hee Kang	Rep 1, 7	2009-10	2015-02
Gautam Pradeep Kumar Kapur	Rep 1, 7	2019-01	2020-05
Garrett Tristan Arnaldo Kho	Rep 1, 7	2019-05	2024-06
Jason Sung Dal Kim	Rep 1	2008-11	2010-06
Min Jung Kim 金玟貞	Rep 1, 2, 7	2020-04	2021-08
Seongmin Kim	Rep 1, 7	2024-08	2025-01
Ardit Kopliku	Rep 1, 2, 7	2025-04	Present
Benjamin Mikael Kornberg	Rep 1	2009-08	2011-02
Tomomi Kosaka 小坂朋美	Rep 1	2005-02	2009-12
Toshiya Kotake	Rep 1, 7	2013-03	2013-11
Anuj Ashok Kotecha	Rep 1, 7	2011-08	2013-06
Eric Wai Ming Kwan 關威明	Rep 1, 7	2015-07	2018-08
Telun Tik Lun Lai 賴迪麟	Rep 1, 7	2009-06	2012-05
Shing Ki Lam 林承棋	Rep 1, 7	2025-06	Present