GFI (HK) Securities L.L.C.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GFI (HK) Securities L.L.C., CE reference ADS246. Currently licensed for regulated activity type(s) 1, 2, 7. Current licensed staff on file: 27.
Registered address
Suite 3001-07, 30th Floor, AIA Central, 1 Connaught Road Centra, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2017-07-31 | present |
| Type 7 — Providing automated trading services | 2007-06-18 | present |
| Type 4 — Advising on securities | present | 2005-02-21 |
| Type 6 — Advising on corporate finance | present | 2005-02-21 |
| Type 9 — Asset management | present | 2005-02-21 |
Licensed staff (27)
As of
| Name | Activities | Since |
|---|---|---|
| Amine Khelifi | RO 1, 2, 7 | 2017-11 |
| Dominic Learey | RO 2 Rep 1, 7 | 2017-10 |
| Timothy Charles Mallott | RO 1, 2, 7 | 2022-11 |
| Robert Kenneth Nicholson | RO 1, 7 | 2025-10 |
| Stuart Andrew Taylor | RO 1, 2 Rep 7 | 2021-06 |
| Ashley Paul Jeffery James Walsh | RO 1, 2, 7 | 2018-08 |
| Chiraz Berkane Lavaud | Rep 1, 2, 7 | 2020-04 |
| Yin Nga Choy 蔡燕雅 | Rep 1, 2, 7 | 2022-08 |
| Mark John Connolly | Rep 1, 7 | 2025-06 |
| Jerome de la Cruz Cura | Rep 1, 7 | 2025-06 |
| Gary Do Ming Fok 霍道明 | Rep 1, 7 | 2025-06 |
| Victor Marie Alain Stanislas Gueneau | Rep 1, 2, 7 | 2022-06 |
| Pierre Alexandre Tudor Gueneron | Rep 1, 2 | 2025-11 |
| Ardit Kopliku | Rep 1, 2, 7 | 2025-04 |
| Shing Ki Lam 林承棋 | Rep 1, 7 | 2025-06 |
| Claude Victor Dy Emmanuel Lasme Mel | Rep 1, 2, 7 | 2025-04 |
| James Lee 李澤南 | Rep 1, 7 | 2018-01 |
| Yu Ling Lin 林育玲 | Rep 1, 7 | 2021-11 |
| Megumi Masu | Rep 1, 2, 7 | 2019-03 |
| Raymond David Meenan | Rep 1, 2, 7 | 2019-11 |
| Harshad Satish Mehta | Rep 1, 2, 7 | 2023-02 |
| Rishi Mishra 米肇鋒 | Rep 1, 7 | 2025-01 |
| Ryuta Okano | Rep 1, 2, 7 | 2020-02 |
| Stephane Michel Jacob Pader | Rep 1, 2, 7 | 2020-07 |
| Ichiro Tagawa | Rep 1, 2, 7 | 2020-03 |
| Mei Shan Wu 胡美珊 | Rep 1, 7 | 2021-10 |
| Jun (SFC:BMP513) Xu 徐俊 | Rep 1 | 2024-11 |
Showing 1–27 of 27