GFI (HK) Securities L.L.C.
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for GFI (HK) Securities L.L.C., a Hong Kong-based licensed corporation with CE reference ADS246. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 7 - Providing automated trading services. Current licensed staff on file: 20 (total recorded over time: 188). Earliest licence on file: 2007-06-18.
- Category:
-
Sell side · Brokerage
- Registered address:
- Suite 3001-07, 30th Floor, AIA Central, 1 Connaught Road Centra, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2017-07-31 | present |
| Type 7 - Providing automated trading services | 2007-06-18 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-02-21 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-21 |
| Type 9 - Asset management | Pre-2003 | 2005-02-21 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (188)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Nicholas Davidge-Pitts | RO 1, 2 | 2026-07 | Present |
| Timothy Charles Mallott | RO 1, 2, 7 | 2022-11 | Present |
| Robert Kenneth Nicholson | RO 1, 7 Rep 1, 7 | 2012-02 | Present |
| Ashley Paul Jeffery James Walsh | RO 1, 2, 7 Rep 1, 2, 7 | 2018-08 | Present |
| Mark John Connolly | Rep 1, 7 | 2025-06 | Present |
| Jerome de la Cruz Cura | Rep 1, 7 | 2025-06 | Present |
| Gary Do Ming Fok 霍道明 | Rep 1, 7 | 2025-06 | Present |
| Pierre Alexandre Tudor Gueneron | Rep 1, 2 | 2025-11 | Present |
| Ardit Kopliku | Rep 1, 2, 7 | 2025-04 | Present |
| Shing Ki Lam 林承棋 | Rep 1, 7 | 2025-06 | Present |
| James Lee 李澤南 | Rep 1, 7 | 2018-01 | Present |
| Yu Ling Lin 林育玲 | Rep 1, 7 | 2021-11 | Present |
| Megumi Masu | Rep 1, 2, 7 | 2019-02 | Present |
| Raymond David Meenan | Rep 1, 2, 7 | 2019-11 | Present |
| Harshad Satish Mehta | Rep 1, 2, 7 | 2022-12 | Present |
| Ryuta Okano | Rep 1, 2, 7 | 2020-02 | Present |
| Stephane Michel Jacob Pader | Rep 1, 2, 7 | 2020-06 | Present |
| Ichiro Tagawa | Rep 1, 2, 7 | 2020-03 | Present |
| Mei Shan Wu 胡美珊 | Rep 1, 7 | 2021-10 | Present |
| Jun Xu 徐俊 | Rep 1 | 2024-11 | Present |
| Stuart Andrew Taylor | RO 1, 2 Rep 1, 2, 7 | 2021-04 | 2026-07 |
| Rishi Mishra 米肇鋒 | Rep 1, 7 | 2018-04 | 2026-06 |
| Amine Khelifi | RO 1, 2, 7 Rep 1, 2, 7 | 2017-09 | 2026-06 |
| Dominic Learey | RO 2 Rep 1, 7 | 2017-07 | 2026-06 |
| Yin Nga Choy 蔡燕雅 | Rep 1, 2, 7 | 2022-08 | 2026-05 |
| Victor Marie Alain Stanislas Gueneau | Rep 1, 2, 7 | 2022-06 | 2026-05 |
| Chiraz Berkane Lavaud | Rep 1, 2, 7 | 2020-04 | 2026-03 |
| Claude Victor Dy Emmanuel Lasme Mel | Rep 1, 2, 7 | 2025-04 | 2026-03 |
| Hao Yuan Ng 黃浩渊 | Rep 1, 2, 7 | 2023-07 | 2025-12 |
| Jamie Jun Yin Wong 黃鎮賢 | Rep 1, 7 | 2018-01 | 2025-11 |
| Philippe Wong 黃志輝 | Rep 1, 2, 7 | 2017-08 | 2025-11 |
| Nga Ying Law 羅雅盈 | Rep 1, 2, 7 | 2020-04 | 2025-11 |
| Yann Halleguen | Rep 1, 2, 7 | 2022-06 | 2025-10 |
| Philippe Marc Alfred Wattez | Rep 1, 2, 7 | 2017-09 | 2025-10 |
| Justin Howard Newsum | Rep 1, 7 | 2024-03 | 2025-10 |
| Shenxiong Zhou 周申雄 | RO 1, 7 Rep 7 | 2018-02 | 2025-10 |
| Chunmei Jiao 焦春梅 | Rep 1, 7 | 2024-01 | 2025-07 |
| Michael Roger Doering | Rep 1, 7 | 2023-10 | 2025-06 |
| Yunhee Cho 趙胤熙 | Rep 1, 2, 7 | 2018-02 | 2025-03 |
| Seongmin Kim | Rep 1, 7 | 2024-08 | 2025-01 |
| Seyun Park | Rep 1, 7 | 2024-03 | 2025-01 |
| Victoire Anne Francine Dupont-Vecchierini | Rep 1, 2, 7 | 2024-07 | 2024-12 |
| Eve Alice Haddad | Rep 1, 2, 7 | 2020-05 | 2024-10 |
| Pak San Jonathan Lee 李柏燊 | Rep 1, 2, 7 | 2020-04 | 2024-10 |
| Florian Sebran Francois Jacques Marie de Chabot | Rep 1, 2, 7 | 2024-02 | 2024-10 |
| Yan Kit Ken Cheung 張仁杰 | Rep 1, 7 | 2020-11 | 2024-08 |
| Mark Jonathon Crook | Rep 1, 7 | 2015-03 | 2024-08 |
| Steve Y Park | Rep 1, 7 | 2024-03 | 2024-07 |
| Garrett Tristan Arnaldo Kho | Rep 1, 7 | 2019-05 | 2024-06 |
| Benjamin III Puzon Salonga 施樂家 | Rep 1, 7 | 2019-05 | 2024-06 |
| Vivian Chan Yabut | Rep 1, 7 | 2016-12 | 2024-05 |
| Richard Neil Sugarman | Rep 1, 7 | 2017-09 | 2023-12 |
| Jaeyeon Lee | Rep 1, 7 | 2023-01 | 2023-10 |
| Jaehung Leem 林在洪 | Rep 1, 7 | 2015-06 | 2023-10 |
| Cedric Alain Nicolas Marie Augias | RO 1, 2 Rep 1, 2, 7 | 2020-07 | 2023-07 |
| Rohit Singh | Rep 1, 2, 7 | 2020-06 | 2023-06 |
| Ayane Woo 胡文音 | Rep 1, 2 | 2021-08 | 2022-12 |
| Chung Yin Cheung 張仲言 | Rep 1, 2, 7 | 2020-04 | 2022-10 |
| Kevin Hearne | Rep 1, 7 | 2016-03 | 2022-10 |
| Hoi Tsun Kevin Cheung 張凱竣 | Rep 1, 7 | 2018-01 | 2022-09 |
| Kai Man Choy 蔡啟民 | Rep 1, 7 | 2018-01 | 2022-09 |
| Benny King Sang Luk 陸景生 | RO 1, 7 | 2021-09 | 2022-08 |
| Thomas Pierre Bombardieri | Rep 1, 2, 7 | 2021-06 | 2021-12 |
| Victoria Margaret Nahathai Hill | Rep 1, 2, 7 | 2020-11 | 2021-12 |
| David John Bradford | RO 1, 7 Rep 1, 7 | 2004-11 | 2021-10 |
| Min Jung Kim 金玟貞 | Rep 1, 2, 7 | 2020-04 | 2021-08 |
| Glyn John Hughes | Rep 1, 7 | 2018-01 | 2021-07 |
| Sze Mun Lem 林詩敏 | Rep 1, 7 | 2019-09 | 2021-07 |
| Joseph Arthur-Dick | Rep 1, 7 | 2018-01 | 2021-05 |
| Dai Hino | Rep 1, 2, 7 | 2019-12 | 2021-01 |
| Thibaud Jean-Marie Lougare | Rep 1, 2, 7 | 2020-03 | 2021-01 |
| Mourad Tlili | Rep 1, 2, 7 | 2020-04 | 2020-09 |
| Mohammed Fatih Zineddine Saadane | Rep 1, 2, 7 | 2019-02 | 2020-07 |
| Christopher Soulas | Rep 1, 7 | 2019-10 | 2020-06 |
| Gautam Pradeep Kumar Kapur | Rep 1, 7 | 2019-01 | 2020-05 |
| Rodolphe Francois Chilewicz | Rep 1, 2, 7 | 2017-09 | 2020-03 |
| Jasjit Singh Sobti | Rep 1, 2, 7 | 2017-11 | 2019-12 |
| Nicholas Stephen Ashby | Rep 1, 7 | 2016-09 | 2019-05 |
| Timothy Charles Mariano | RO 1, 7 Rep 1, 4, 6, 9 | Pre-2003 | 2019-05 |
| Yu Chuan Austin Lee 李育權 | Rep 1, 2, 7 | 2019-01 | 2019-02 |
| Eric Wai Ming Kwan 關威明 | Rep 1, 7 | 2015-07 | 2018-08 |
| Derrick Anthony Constantino Aquino | RO 1, 7 Rep 1, 7 | 2006-06 | 2018-06 |
| Simon John Prest | RO 1, 2, 7 | 2017-07 | 2018-06 |
| Siu Na Sarnian Ng 吳少娜 | Rep 1, 7 | 2018-02 | 2018-04 |
| Pei Feng Chua 蔡佩芬 | Rep 1, 7 | 2009-03 | 2018-01 |
| Roger Ardisorn Sripunporn 潘小山 | Rep 1, 7 | 2010-01 | 2018-01 |
| Mark John Bavis | RO 1, 7 Rep 1, 7 | 2006-03 | 2018-01 |
| Ching Yu Fung 馮程宇 | Rep 1, 7 | 2011-03 | 2018-01 |
| Qiuting Huang 黃秋婷 | Rep 1, 7 | 2014-09 | 2018-01 |
| Shiyi Huang 黃詩倚 | Rep 1, 7 | 2015-01 | 2018-01 |
| Qiushuo Lin 林秋碩 | Rep 1, 7 | 2014-09 | 2018-01 |
| Hoi Sze Ma 馬凱詩 | Rep 1, 7 | 2011-10 | 2018-01 |
| Claro Jr Ilagan Madayag | Rep 1, 7 | 2014-06 | 2017-12 |
| Ching Man Ma 馬靜雯 | Rep 1, 7 | 2008-12 | 2017-10 |
| Stephen Mark Smith | Rep 1, 7 | 2015-03 | 2017-10 |
| Andrew Jon Hyams | Rep 1, 7 | 2008-09 | 2017-09 |
| Simon Devereux Clement Harman | RO 2 | 2017-07 | 2017-08 |
| Tom Creedon | Rep 1, 7 | 2015-12 | 2017-03 |
| Ma. Carla Valenzuela Quevedo | Rep 1, 7 | 2006-12 | 2016-10 |
| Jamel Charni | Rep 1, 7 | 2013-11 | 2015-11 |
Showing 1–100 of 188
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